First Trust Global Wind Energy ETF
FAN
126 hedge funds and large institutions have $134M invested in First Trust Global Wind Energy ETF in 2021 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 47 increasing their positions, 17 reducing their positions, and 12 closing their positions.
585% more call options, than puts
Call options by funds: $1.57M | Put options by funds: $230K
192% more first-time investments, than exits
New positions opened: 35 | Existing positions closed: 12
176% more repeat investments, than reductions
Existing positions increased: 47 | Existing positions reduced: 17
21% more funds holding
Funds holding: 104 → 126 (+22)
7.2% less ownership
Funds ownership: 38.58% → 31.38% (-7.2%)
14% less capital invested
Capital invested by funds: $156M → $134M (-$21.7M)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$3.4M |
| 2 |
IAIM
International Assets Investment Management
Orlando,
Florida
|
+$3.27M |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$2.29M |
| 4 |
LPL Financial
San Diego,
California
|
+$1.47M |
| 5 |
AIC
Ameritas Investment Company
Lincoln,
Nebraska
|
+$1.47M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$26.6M |
| 2 |
CA
CastleArk Alternatives
Chicago,
Illinois
|
-$4.12M |
| 3 |
Morgan Stanley
New York
|
-$4.06M |
| 4 |
CM
Castleark Management
Chicago,
Illinois
|
-$2.09M |
| 5 |
FCC
Florin Court Capital
London,
United Kingdom
|
-$2.01M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
126
Citadel Advisors
Miami,
Florida
| – | -$1.22M | -52,475 | Closed |
|
|
GIA
127
Gladstone Institutional Advisory
Palm Beach Gardens,
Florida
| – | -$883K | -37,905 | Closed |
|
128
Belvedere Trading
Chicago,
Illinois
| – | -$682K | -29,286 | Closed |
|
|
AWM
129
AE Wealth Management
Topeka,
Kansas
| – | -$352K | -15,100 | Closed |
|
130
SG Americas Securities
New York
| – | -$350K | -15,000 | Closed |
|
|
HH
131
Hilltop Holdings
Dallas,
Texas
| – | -$284K | -12,175 | Closed |
|
|
AG
132
Appleton Group
Appleton,
Wisconsin
| – | -$249K | -10,702 | Closed |
|
|
MC
133
Moors & Cabot
Boston,
Massachusetts
| – | -$248K | -10,651 | Closed |
|
|
SS
134
Simplicity Solutions
Minneapolis,
Minnesota
| – | -$243K | -10,422 | Closed |
|
|
ASN
135
Advisory Services Network
Atlanta,
Georgia
| – | -$50K | -2,127 | Closed |
|
|
RF
136
Robbins Farley
Bedford,
New Hampshire
| – | -$7K | -300 | Closed |
|
|
CAAS
137
Capital Asset Advisory Services
Williamston,
Michigan
| – | -$1K | -30 | Closed |
|
138
Fidelity Investments
Boston,
Massachusetts
| – | +$23 | +1 | New |
|
FAN Hedge Fund Activity: Q1 2021 in Review
126 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q1 2021, worth a combined $134M — down 14% from $156M a quarter earlier.
Buyers outnumbered sellers: 35 funds opened new FAN positions and 12 closed out — a net gain of 23 holders — while 47 added to existing stakes and 17 trimmed.
The largest buyer was Bank of America, adding an estimated $3.4M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $26.6M.
- 126 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q1 2021, up from 104 in Q4 2020.
- Funds reported $134M of First Trust Global Wind Energy ETF stock for Q1 2021, down 14% quarter-over-quarter.
- 35 funds opened new First Trust Global Wind Energy ETF positions in Q1 2021 and 12 closed out, a net change of +23 holders.
- The largest First Trust Global Wind Energy ETF buyer in Q1 2021 was Bank of America, an estimated $3.4M added.
- The largest First Trust Global Wind Energy ETF seller in Q1 2021 was Raymond James Financial Services Advisors, an estimated $26.6M sold.
Based on aggregated 13F filings for Q1 2021.