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First Trust Global Wind Energy ETF
FAN

126 hedge funds and large institutions have $134M invested in First Trust Global Wind Energy ETF in 2021 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 47 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

585% more call options, than puts

Call options by funds: $1.57M | Put options by funds: $230K

192% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 12

176% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 17

21% more funds holding

Funds holding: 104 → 126 (+22)

7.2% less ownership

Funds ownership: 38.58% → 31.38% (-7.2%)

14% less capital invested

Capital invested by funds: $156M → $134M (-$21.7M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
126
Holders Change
+22
Holders Change %
+21.15%
% of All Funds
2.21%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
35
Increased
47
Reduced
17
Closed
12
Calls
$1.57M
Puts
$230K
Net Calls
+$1.34M
Net Calls Change
+$1.34M

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$3.4M
2
IAIM
International Assets Investment Management
Florida
+$3.27M
3
UBS Group
UBS Group
Switzerland
+$2.29M
4
LPL Financial
LPL Financial
California
+$1.47M
5
AIC
Ameritas Investment Company
Nebraska
+$1.47M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$26.6M
2
CA
CastleArk Alternatives
Illinois
-$4.12M
3
Morgan Stanley
Morgan Stanley
New York
-$4.06M
4
CM
Castleark Management
Illinois
-$2.09M
5
FCC
Florin Court Capital
United Kingdom
-$2.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
51
Cetera Advisors
Colorado
$360K +$371K +15,962 New
Mariner
52
Mariner
Kansas
$337K +$465 +20 +0.1%
Truist Financial
53
Truist Financial
North Carolina
$323K -$408K -17,549 -55%
OC
54
Oppenheimer & Co
New York
$313K -$1.95M -84,006 -86%
MAP
55
Milestone Advisory Partners
North Carolina
$310K +$320K +13,751 New
KFS
56
Kaizen Financial Strategies
California
$300K +$309K +13,300 New
SWP
57
Stratos Wealth Partners
Ohio
$295K +$27.2K +1,171 +10%
TIA
58
Traphagen Investment Advisors
New Jersey
$285K -$28.5K -1,224 -9%
KNW
59
Kesler Norman & Wride
Utah
$284K -$953 -41 -0.3%
WWM
60
Western Wealth Management
Colorado
$278K -$18.4K -792 -6%
PCA
61
Personal Capital Advisors
California
$266K +$274K +11,777 New
Susquehanna International Group
62
Susquehanna International Group
Pennsylvania
$263K +$271K +11,655 New
WT
63
Whittier Trust
California
$262K – – –
WS
64
Wedbush Securities
California
$255K -$1.26K -54 -0.5%
BFS
65
Bard Financial Services
Connecticut
$250K +$23.3K +1,000 +10%
EH
66
Equitable Holdings
New York
$246K +$253K +10,898 New
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$225K – – –
KA
68
Kovack Advisors
Florida
$224K +$230K +9,910 New
Optiver Holding
69
Optiver Holding
Netherlands
$213K +$219K +9,432 New
CIBC World Market
70
CIBC World Market
Ontario, Canada
$208K +$215K +9,241 New
PFGIA
71
Patriot Financial Group Insurance Agency
Massachusetts
$163K +$168K +7,208 New
USGIU
72
U.S. Global Investors (USGI)
Texas
$113K +$116K +5,000 New
SBL
73
Sargent Bickham Lagudis
Colorado
$95K – – –
Citigroup
74
Citigroup
New York
$92K +$45.9K +1,974 +94%
PNC Financial Services Group
75
PNC Financial Services Group
Pennsylvania
$83K +$4.6K +198 +6%
1 2
3
4 5

FAN Hedge Fund Activity: Q1 2021 in Review

126 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q1 2021, worth a combined $134M — down 14% from $156M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new FAN positions and 12 closed out — a net gain of 23 holders — while 47 added to existing stakes and 17 trimmed.

The largest buyer was Bank of America, adding an estimated $3.4M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $26.6M.

  • 126 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q1 2021, up from 104 in Q4 2020.
  • Funds reported $134M of First Trust Global Wind Energy ETF stock for Q1 2021, down 14% quarter-over-quarter.
  • 35 funds opened new First Trust Global Wind Energy ETF positions in Q1 2021 and 12 closed out, a net change of +23 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q1 2021 was Bank of America, an estimated $3.4M added.
  • The largest First Trust Global Wind Energy ETF seller in Q1 2021 was Raymond James Financial Services Advisors, an estimated $26.6M sold.

Based on aggregated 13F filings for Q1 2021.