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First Trust Global Wind Energy ETF

42 hedge funds and large institutions have $33M invested in First Trust Global Wind Energy ETF in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0.19% more ownership

Funds ownership: 43.82%44.01% (+0.19%)

2% less funds holding

Funds holding: 4342 (-1)

14% less capital invested

Capital invested by funds: $38.1M → $33M (-$5.18M)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
9
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
USGIU
26
U.S. Global Investors (USGI)
Texas
$116K +$12.4K +1,000 +11%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$89K -$1.24K -100 -1%
TCOV
28
Trust Company of Vermont
Vermont
$81K
SBL
29
Sargent Bickham Lagudis
Colorado
$44K -$8.76K -708 -16%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$18K +$19.7K +1,589 New
HR
31
Howe & Rusling
New York
$12K
WA
32
WFG Advisors
Texas
$12K +$9.55K +772 +322%
Citigroup
33
Citigroup
New York
$9K -$1.24K -100 -11%
CPA
34
Clear Perspective Advisors
Illinois
$8K +$8.66K +700 New
IA
35
IFP Advisors
Florida
$7K
AIP
36
Ameritas Investment Partners
Nebraska
$5K
AG
37
Advisor Group
Arizona
$2K
GWM
38
Geneos Wealth Management
Colorado
$2K
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
-$779K -58,531 Closed
EDRH
40
Edmond de Rothschild Holding
Switzerland
-$386K -29,000 Closed
MCM
41
Millie Capital Management
California
-$193K -14,472 Closed
Ameriprise
42
Ameriprise
Minnesota
-$137K -10,293 Closed
JP Morgan Chase
43
JP Morgan Chase
New York
-$49K -3,688 Closed
NFG
44
Next Financial Group
Texas
-$20K -1,500 Closed
IWMPD
45
Integrated Wealth Management (Palm Desert)
California
-$9K -659 Closed
AWMS
46
Advocacy Wealth Management Services
Georgia
+$74 +6 New

FAN Hedge Fund Activity: Q4 2016 in Review

42 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q4 2016, worth a combined $33M — down 14% from $38.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FAN positions and 7 closed out — a net gain of 1 holder — while 9 added to existing stakes and 12 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $966K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $779K sold.

  • 42 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q4 2016, down from 43 in Q3 2016.
  • Funds reported $33M of First Trust Global Wind Energy ETF stock for Q4 2016, down 14% quarter-over-quarter.
  • 8 funds opened new First Trust Global Wind Energy ETF positions in Q4 2016 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Global Wind Energy ETF buyer in Q4 2016 was Citadel Advisors, an estimated $966K added.
  • The largest First Trust Global Wind Energy ETF seller in Q4 2016 was Susquehanna International Group, an estimated $779K sold.

Based on aggregated 13F filings for Q4 2016.