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First Trust Global Wind Energy ETF
FAN

43 hedge funds and large institutions have $32.1M invested in First Trust Global Wind Energy ETF in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more capital invested

Capital invested by funds: $9.45M → $32.1M (+$22.7M)

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

24.04% more ownership

Funds ownership: 20.84% → 44.87% (+24%)

13% more funds holding

Funds holding: 38 → 43 (+5)

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$8.14M
2
Wells Fargo
Wells Fargo
California
+$6.29M
3
UBS Group
UBS Group
Switzerland
+$3.37M
4
JP Morgan Chase
JP Morgan Chase
New York
+$1.31M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$859K

Top Sellers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
-$815K
2
Jane Street
Jane Street
New York
-$495K
3
LPL Financial
LPL Financial
California
-$327K
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$120K
5
PCTC
Perkins Coie Trust Company
Washington
-$64.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
USGIU
26
U.S. Global Investors (USGI)
Texas
$117K +$108K +9,000 New
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$96K -$120K -10,000 -57%
TCOV
28
Trust Company of Vermont
Vermont
$87K – – –
SBL
29
Sargent Bickham Lagudis
Colorado
$78K +$8.49K +708 +13%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$56K +$2.17K +181 +4%
Citigroup
31
Citigroup
New York
$11K – – –
IA
32
IFP Advisors
Florida
$10K +$4.56K +380 +95%
MFS
33
MSI Financial Services
Massachusetts
$8K – – –
IWMPD
34
Integrated Wealth Management (Palm Desert)
California
$8K +$24 +2 +0.3%
AIP
35
Ameritas Investment Partners
Nebraska
$6K – – –
HR
36
Howe & Rusling
New York
$6K +$6K +500 New
WP
37
WealthPLAN Partners
Nebraska
$3.83K +$8.74K +729 New
WA
38
WFG Advisors
Texas
$3K +$12 +1 +0.4%
GWM
39
Geneos Wealth Management
Colorado
$2K – – –
AG
40
Advisor Group
Arizona
$2K +$2.18K +182 New
US Bancorp
41
US Bancorp
Minnesota
$1K – – –
Millennium Management
42
Millennium Management
New York
– -$815K -70,000 Closed
Jane Street
43
Jane Street
New York
– -$495K -42,525 Closed
AIG
44
American International Group
New York
– -$18K -1,522 Closed
AWM
45
Avior Wealth Management
Nebraska
– -$8K -700 Closed
1
2

FAN Hedge Fund Activity: Q2 2016 in Review

43 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q2 2016, worth a combined $32.1M — up 240% from $9.45M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FAN positions and 4 closed out — a net gain of 5 holders — while 15 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.14M. The largest seller was Millennium Management, exiting entirely with an estimated $815K sold.

  • 43 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q2 2016, up from 38 in Q1 2016.
  • Funds reported $32.1M of First Trust Global Wind Energy ETF stock for Q2 2016, up 240% quarter-over-quarter.
  • 9 funds opened new First Trust Global Wind Energy ETF positions in Q2 2016 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q2 2016 was Morgan Stanley, an estimated $8.14M added.
  • The largest First Trust Global Wind Energy ETF seller in Q2 2016 was Millennium Management, an estimated $815K sold.

Based on aggregated 13F filings for Q2 2016.