FalconStor Software Inc
FALC
FALC was delisted on the 22nd of September, 2017.
38 hedge funds and large institutions have $16.2M invested in FalconStor Software Inc in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 20 closing their positions.
4% less capital invested
Capital invested by funds: $16.8M → $16.2M (-$622K)
27% less repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 15
32% less funds holding
Funds holding: 56 → 38 (-18)
85% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 20
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NCM
Nantahala Capital Management
New Canaan,
Connecticut
|
+$1.61M |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
+$137K |
| 3 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
+$73.2K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$60.3K |
| 5 |
BCA
Benchmark Capital Advisors
New York
|
+$59.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Bourgeon Capital Management
Darien,
Connecticut
|
-$298K |
| 2 |
Northern Trust
Chicago,
Illinois
|
-$267K |
| 3 |
Luther King Capital Management (LKCM)
Fort Worth,
Texas
|
-$230K |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$228K |
| 5 |
PP
Paloma Partners
Greenwich,
Connecticut
|
-$187K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NFA
51
Nationwide Fund Advisors
Columbus,
Ohio
| – | -$20K | -14,329 | Closed |
|
|
FCH
52
Freestone Capital Holdings
Seattle,
Washington
| – | -$16K | -11,600 | Closed |
|
53
AllianceBernstein
Nashville,
Tennessee
| – | -$12K | -9,118 | Closed |
|
|
TCIM
54
TIAA CREF Investment Management
New York
| – | -$9K | -6,866 | Closed |
|
55
Ameriprise
Minneapolis,
Minnesota
| – | -$2K | -1,340 | Closed |
|
|
TRCT
56
Tower Research Capital (TRC)
New York
| – | -$1K | -409 | Closed |
|
57
Citigroup
New York
| – | +$316 | +293 | New |
|
FALC Hedge Fund Activity: Q3 2013 in Review
38 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q3 2013, worth a combined $16.2M — down 3.7% from $16.8M a quarter earlier.
Sellers outnumbered buyers: 20 funds closed out of FALC and 3 opened new positions — a net loss of 17 holders — while 15 trimmed existing stakes and 11 added.
The largest buyer was Nantahala Capital Management, opening a new position worth an estimated $1.61M. The largest seller was Bourgeon Capital Management, cutting an estimated $298K.
- 38 institutional investors held FalconStor Software Inc (FALC) as of Q3 2013, down from 56 in Q2 2013.
- Funds reported $16.2M of FalconStor Software Inc stock for Q3 2013, down 3.7% quarter-over-quarter.
- 3 funds opened new FalconStor Software Inc positions in Q3 2013 and 20 closed out, a net change of -17 holders.
- The largest FalconStor Software Inc buyer in Q3 2013 was Nantahala Capital Management, an estimated $1.61M added.
- The largest FalconStor Software Inc seller in Q3 2013 was Bourgeon Capital Management, an estimated $298K sold.
Based on aggregated 13F filings for Q3 2013.