FalconStor Software Inc
FALC
FALC was delisted on the 22nd of September, 2017.
32 hedge funds and large institutions have $4.62M invested in FalconStor Software Inc in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 5 closing their positions.
6% less funds holding
Funds holding: 34 → 32 (-2)
20% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 10
40% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 5
61% less capital invested
Capital invested by funds: $11.8M → $4.62M (-$7.22M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TA
Teton Advisors
Rye,
New York
|
+$20.8K |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$10.7K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
+$10.5K |
| 4 |
First Manhattan
New York
|
+$10.4K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$5.55K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
-$388K |
| 2 |
BCM
Bourgeon Capital Management
Darien,
Connecticut
|
-$142K |
| 3 |
NCM
Nantahala Capital Management
New Canaan,
Connecticut
|
-$108K |
| 4 |
Dimensional Fund Advisors
Austin,
Texas
|
-$90.9K |
| 5 |
Jacobs Levy Equity Management
Florham Park,
New Jersey
|
-$74K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BIM
26
BlackRock Investment Management
Wilmington,
Delaware
| $3K | – | – | – |
|
27
Wells Fargo
San Francisco,
California
| $3K | – | – | – |
|
28
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $1K | – | – | – |
|
29
Morgan Stanley
New York
| $1K | +$21 | +31 | +2% |
|
|
BCM
30
Bridgeway Capital Management
Houston,
Texas
| – | -$388K | -373,498 | Closed |
|
|
31
Jacobs Levy Equity Management
Florham Park,
New Jersey
| – | -$74K | -71,406 | Closed |
|
32
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$33K | -31,390 | Closed |
|
|
SIM
33
Spark Investment Management
New York
| – | -$28K | -27,600 | Closed |
|
34
Citigroup
New York
| – | +$69 | +100 | New |
|
35
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | +$69 | +100 | New |
|
FALC Hedge Fund Activity: Q4 2016 in Review
32 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q4 2016, worth a combined $4.62M — down 61% from $11.8M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of FALC and 3 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 8 added.
The largest buyer was Teton Advisors, adding an estimated $20.8K. The largest seller was Bridgeway Capital Management, exiting entirely with an estimated $388K sold.
- 32 institutional investors held FalconStor Software Inc (FALC) as of Q4 2016, down from 34 in Q3 2016.
- Funds reported $4.62M of FalconStor Software Inc stock for Q4 2016, down 61% quarter-over-quarter.
- 3 funds opened new FalconStor Software Inc positions in Q4 2016 and 5 closed out, a net change of -2 holders.
- The largest FalconStor Software Inc buyer in Q4 2016 was Teton Advisors, an estimated $20.8K added.
- The largest FalconStor Software Inc seller in Q4 2016 was Bridgeway Capital Management, an estimated $388K sold.
Based on aggregated 13F filings for Q4 2016.