FalconStor Software Inc
FALC
FALC was delisted on the 22nd of September, 2017.
33 hedge funds and large institutions have $14.4M invested in FalconStor Software Inc in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
3% more funds holding
Funds holding: 32 → 33 (+1)
12% less capital invested
Capital invested by funds: $16.3M → $14.4M (-$1.93M)
33% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
+$2.94M |
| 2 |
HIM
Herald Investment Management
London,
United Kingdom
|
+$127K |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$28.9K |
| 4 |
VKH
Virtu KCG Holdings
New York
|
+$20.7K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$9.74K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NCM
Nantahala Capital Management
New Canaan,
Connecticut
|
-$1.09M |
| 2 |
BCA
Benchmark Capital Advisors
New York
|
-$165K |
| 3 |
SIM
Spark Investment Management
New York
|
-$56K |
| 4 |
BCM
Bourgeon Capital Management
Darien,
Connecticut
|
-$17.4K |
| 5 |
TH
Timber Hill
Greenwich,
Connecticut
|
-$13K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BA
26
BlackRock Advisors
Wilmington,
Delaware
| $13K | – | – | – |
|
|
PIM
27
Perkins Investment Management
Chicago,
Illinois
| $12K | – | – | – |
|
|
BIM
28
BlackRock Investment Management
Wilmington,
Delaware
| $6K | – | – | – |
|
29
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $2K | – | – | – |
|
30
Morgan Stanley
New York
| $1K | -$7.97K | -6,263 | -80% |
|
|
OSAM
31
O'Shaughnessy Asset Management
Stamford,
Connecticut
| $1K | -$2.53K | -1,985 | -66% |
|
|
MFS
32
MSI Financial Services
Springfield,
Massachusetts
| $1K | – | – | – |
|
33
UBS Group
Zurich,
Switzerland
| $1K | +$989 | +777 | +348% |
|
|
SIM
34
Spark Investment Management
New York
| – | -$56K | -42,200 | Closed |
|
|
TH
35
Timber Hill
Greenwich,
Connecticut
| – | -$13K | -10,059 | Closed |
|
FALC Hedge Fund Activity: Q2 2016 in Review
33 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q2 2016, worth a combined $14.4M — down 12% from $16.3M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new FALC positions and 2 closed out — a net gain of 1 holder — while 6 added to existing stakes and 9 trimmed.
The largest buyer was Stifel Financial, opening a new position worth an estimated $2.94M. The largest seller was Nantahala Capital Management, cutting an estimated $1.09M.
- 33 institutional investors held FalconStor Software Inc (FALC) as of Q2 2016, up from 32 in Q1 2016.
- Funds reported $14.4M of FalconStor Software Inc stock for Q2 2016, down 12% quarter-over-quarter.
- 3 funds opened new FalconStor Software Inc positions in Q2 2016 and 2 closed out, a net change of +1 holder.
- The largest FalconStor Software Inc buyer in Q2 2016 was Stifel Financial, an estimated $2.94M added.
- The largest FalconStor Software Inc seller in Q2 2016 was Nantahala Capital Management, an estimated $1.09M sold.
Based on aggregated 13F filings for Q2 2016.