FalconStor Software Inc
FALC
FALC was delisted on the 22nd of September, 2017.
32 hedge funds and large institutions have $16.3M invested in FalconStor Software Inc in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 6 closing their positions.
6% less funds holding
Funds holding: 34 → 32 (-2)
25% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 8
30% less capital invested
Capital invested by funds: $23.5M → $16.3M (-$7.13M)
33% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 6
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
+$406K |
| 2 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
+$243K |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$62.9K |
| 4 |
PIM
Perkins Investment Management
Chicago,
Illinois
|
+$17.5K |
| 5 |
TH
Timber Hill
Greenwich,
Connecticut
|
+$16K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NCM
Nantahala Capital Management
New Canaan,
Connecticut
|
-$668K |
| 2 |
BCM
Bourgeon Capital Management
Darien,
Connecticut
|
-$234K |
| 3 |
RCM
Rotella Capital Management
Bellevue,
Washington
|
-$28K |
| 4 |
Goldman Sachs
New York
|
-$24K |
| 5 |
SIM
Spark Investment Management
New York
|
-$16.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
26
Tower Research Capital (TRC)
New York
| $11K | +$13.6K | +8,530 | New |
|
|
BIM
27
BlackRock Investment Management
Wilmington,
Delaware
| $8K | – | – | – |
|
|
OSAM
28
O'Shaughnessy Asset Management
Stamford,
Connecticut
| $4K | +$1.34K | +843 | +39% |
|
29
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $2K | – | – | – |
|
|
MFS
30
MSI Financial Services
Springfield,
Massachusetts
| $1K | – | – | – |
|
31
Geode Capital Management
Boston,
Massachusetts
| $199 | -$269 | -169 | -0.1% |
|
|
RCM
32
Rotella Capital Management
Bellevue,
Washington
| – | -$28K | -15,047 | Closed |
|
|
33
Goldman Sachs
New York
| – | -$24K | -12,824 | Closed |
|
34
Acadian Asset Management
Boston,
Massachusetts
| – | -$14K | -7,658 | Closed |
|
|
CG
35
Colony Group
Boston,
Massachusetts
| – | -$2K | -1,000 | Closed |
|
36
UBS Group
Zurich,
Switzerland
| – | -$1.44K | -906 | -80% |
|
37
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$1K | -592 | Closed |
|
38
Creative Planning
Overland Park,
Kansas
| – | -$1K | -500 | Closed |
|
FALC Hedge Fund Activity: Q1 2016 in Review
32 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q1 2016, worth a combined $16.3M — down 30% from $23.5M a quarter earlier.
Sellers outnumbered buyers: 6 funds closed out of FALC and 4 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 6 added.
The largest buyer was Vanguard Group, adding an estimated $406K. The largest seller was Nantahala Capital Management, cutting an estimated $668K.
- 32 institutional investors held FalconStor Software Inc (FALC) as of Q1 2016, down from 34 in Q4 2015.
- Funds reported $16.3M of FalconStor Software Inc stock for Q1 2016, down 30% quarter-over-quarter.
- 4 funds opened new FalconStor Software Inc positions in Q1 2016 and 6 closed out, a net change of -2 holders.
- The largest FalconStor Software Inc buyer in Q1 2016 was Vanguard Group, an estimated $406K added.
- The largest FalconStor Software Inc seller in Q1 2016 was Nantahala Capital Management, an estimated $668K sold.
Based on aggregated 13F filings for Q1 2016.