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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

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39 hedge funds and large institutions have $17.5M invested in FalconStor Software Inc in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

8% more capital invested

Capital invested by funds: $16.2M → $17.5M (+$1.3M)

3% more funds holding

Funds holding: 38 → 39 (+1)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
14
Closed
4
Calls
$3K
Puts
–
Net Calls
+$3K
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NCM
Nantahala Capital Management
Connecticut
+$1.43M
2
BCM
Brightfield Capital Management
New York
+$204K
3
BIT
BlackRock Institutional Trust
California
+$184K
4
Bank of New York Mellon
Bank of New York Mellon
New York
+$172K
5
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
+$117K

Top Sellers

Rank Fund Capital Flow
1
BCM
Bridgeway Capital Management
Texas
-$186K
2
Goldman Sachs
Goldman Sachs
New York
-$168K
3
BCM
Bourgeon Capital Management
Connecticut
-$154K
4
Vanguard Group
Vanguard Group
Pennsylvania
-$116K
5
Citadel Advisors
Citadel Advisors
Florida
-$64.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
State Street
26
State Street
Massachusetts
$30K -$11.7K -8,300 -26%
Bank of America
27
Bank of America
North Carolina
$25K +$20.5K +14,600 +411%
Goldman Sachs
28
Goldman Sachs
New York
$15K -$168K -119,557 -91%
Citadel Advisors
29
Citadel Advisors
Florida
$13K -$64.4K -45,894 -82%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$10K – – –
BA
31
BlackRock Advisors
Delaware
$9K – – –
Barclays
32
Barclays
United Kingdom
$7K – – –
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$3.04K +$3.16K +2,248 New
WA
34
WFG Advisors
Texas
$1K – – –
TRCT
35
Tower Research Capital (TRC)
New York
$1K +$843 +600 New
CG
36
Colony Group
Massachusetts
$1K +$1.4K +1,000 New
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
TT
38
Tiedemann Trust
Delaware
– -$42K -31,958 Closed
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
– -$42K -31,565 Closed
Morgan Stanley
40
Morgan Stanley
New York
– -$21K -14,990 -99%
U
41
UBS
Switzerland
– -$12K -8,827 Closed
Citigroup
42
Citigroup
New York
– -$222 -158 -54%
1
2

FALC Hedge Fund Activity: Q4 2013 in Review

39 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q4 2013, worth a combined $17.5M — up 8% from $16.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FALC positions and 4 closed out — a net gain of 2 holders — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Nantahala Capital Management, adding an estimated $1.43M. The largest seller was Bridgeway Capital Management, cutting an estimated $186K.

  • 39 institutional investors held FalconStor Software Inc (FALC) as of Q4 2013, up from 38 in Q3 2013.
  • Funds reported $17.5M of FalconStor Software Inc stock for Q4 2013, up 8% quarter-over-quarter.
  • 6 funds opened new FalconStor Software Inc positions in Q4 2013 and 4 closed out, a net change of +2 holders.
  • The largest FalconStor Software Inc buyer in Q4 2013 was Nantahala Capital Management, an estimated $1.43M added.
  • The largest FalconStor Software Inc seller in Q4 2013 was Bridgeway Capital Management, an estimated $186K sold.

Based on aggregated 13F filings for Q4 2013.