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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$508K -$3.47K -392 -0.7%
LCM
27
Landscape Capital Management
New Jersey
$472K +$22.3K +2,515 +5%
RCM
28
Rivernorth Capital Management
Florida
$461K
HCM
29
Hollencrest Capital Management
California
$437K
Bank of America
30
Bank of America
North Carolina
$409K +$36.4K +4,107 +10%
DS
31
DRW Securities
Illinois
$396K -$208K -23,427 -34%
KSCM
32
Kamunting Street Capital Management
Florida
$314K -$983K -110,937 -76%
TC
33
TFS Capital
Pennsylvania
$299K +$302K +34,032 New
Goldman Sachs
34
Goldman Sachs
New York
$283K +$285K +32,176 New
WAM
35
Wolverine Asset Management
Illinois
$239K -$982K -110,807 -80%
AIG
36
American International Group
New York
$234K +$35.5K +4,006 +18%
UR
37
USCA RIA
Texas
$229K +$26.6K +3,000 +13%
AWA
38
Arete Wealth Advisors
Illinois
$224K
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$221K -$11.1K -1,250 -5%
JP Morgan Chase
40
JP Morgan Chase
New York
$202K
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$201K
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$175K -$39.6K -4,471 -18%
PAM
43
PVG Asset Management
Colorado
$152K -$395K -44,570 -72%
NL
44
NWAM LLC
Washington
$122K
Truist Financial
45
Truist Financial
North Carolina
$103K +$104K +11,737 New
SGCA
46
Steel Grove Capital Advisors
Tennessee
$102K +$102K +11,489 New
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$96K -$24.9K -2,805 -21%
US Bancorp
48
US Bancorp
Minnesota
$92K
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$62K +$39.7K +4,477 +171%
MFS
50
MSI Financial Services
Massachusetts
$59K +$2.3K +260 +4%