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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HCM
26
Hollencrest Capital Management
California
$323K
WAM
27
Wolverine Asset Management
Illinois
$296K +$304K +32,782 New
LCM
28
Landscape Capital Management
New Jersey
$292K +$41.3K +4,451 +16%
DA
29
Doliver Advisors
Texas
$275K +$282K +30,388 New
AWA
30
Arete Wealth Advisors
Illinois
$229K
JP Morgan Chase
31
JP Morgan Chase
New York
$208K
Fifth Third Bancorp
32
Fifth Third Bancorp
Ohio
$207K
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$207K +$95.6K +10,305 +82%
AIG
34
American International Group
New York
$181K -$974 -105 -0.5%
NPC
35
National Planning Corporation
California
$169K -$21.3K -2,300 -11%
PMFA
36
Plante Moran Financial Advisors
Michigan
$165K +$169K +18,200 New
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$161K -$1.6K -173 -1%
NL
38
NWAM LLC
Washington
$123K +$6.75K +728 +6%
NFG
39
Next Financial Group
Texas
$95K +$97K +10,458 New
US Bancorp
40
US Bancorp
Minnesota
$94K
MFS
41
MSI Financial Services
Massachusetts
$57K -$4.78K -515 -8%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$50K
CG
43
Colony Group
Massachusetts
$45K
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$39K
SF
45
Synovus Financial
Georgia
$38K +$826 +89 +2%
Creative Planning
46
Creative Planning
Kansas
$37K -$76.1K -8,200 -66%
PIA
47
Peachtree Investment Advisors
Georgia
$27K +$27.7K +2,983 New
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
$23K -$13.9K -1,500 -38%
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$19K -$15.7K -1,693 -45%
PFSC
50
Peoples Financial Services Corp
Pennsylvania
$16K