Next Financial Group’s Allspring Income Opportunities Fund EAD Stock Holding History

Next Financial Group’s Portfolio EAD Stock Details EAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-4,500	Closed	-$37K	–	2326
2019 Q2	$37K	Hold	4,500	–	–	﹤0.01%	1259
2019 Q1	$35K	Hold	4,500	–	–	0.01%	819
2018 Q4	$33K	Hold	4,500	–	–	0.01%	930
2018 Q3	$36K	Buy	+4,500	New	+$35.9K	0.02%	611
2017 Q1	–	Sell	-7,500	Closed	-$64K	–	1965
2016 Q4	$64K	Sell	7,500 -587	-7%	-$4.8K	0.01%	855
2016 Q3	$68K	Buy	+8,087	New	+$66.9K	0.01%	804
2014 Q4	–	Sell	-10,458	Closed	-$95K	–	1989
2014 Q3	$95K	Buy	+10,458	New	+$97K	0.02%	677

Other funds holding EAD

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Next Financial Group's EAD Position: Q3 2019 in Review

Next Financial Group sold out of Allspring Income Opportunities Fund (EAD) in Q3 2019, closing a stake of 4,500 shares — an estimated $37K sold.

Next Financial Group first reported a position in EAD in Q3 2014 and held it in 7 quarters. The position peaked at $95K in Q3 2014. 64 funds tracked by Wall St. Rank hold EAD as of Q3 2019.

Next Financial Group reported no remaining Allspring Income Opportunities Fund position as of Q3 2019 after selling out during the quarter.
Next Financial Group sold 4,500 Allspring Income Opportunities Fund shares in Q3 2019, an estimated $37K.
Next Financial Group first reported a position in Allspring Income Opportunities Fund in Q3 2014 and held it in 7 quarters.
Next Financial Group's Allspring Income Opportunities Fund position peaked at $95K in Q3 2014.
64 funds tracked by Wall St. Rank held Allspring Income Opportunities Fund as of Q3 2019.

Based on Next Financial Group's 13F filing for Q3 2019, filed 17 Oct 2019.