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DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
DUC
Delisted
DUC was delisted on the 5th of March, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
MSFP
26
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
| $39K | – | – | – |
|
| 27 |
BC
27
Bartlett & Co
Cincinnati,
Ohio
| $27K | – | – | – |
|
| 28 |
LTFS
28
Ladenburg Thalmann Financial Services
Miami,
Florida
| $27K | +$68 | +7 | +0.3% |
|
| 29 |
IA
29
IFP Advisors
Tampa,
Florida
| $21K | – | – | – |
|
| 30 |
SBL
30
Sargent Bickham Lagudis
Boulder,
Colorado
| $19K | – | – | – |
|
| 31 |
31
US Bancorp
Minneapolis,
Minnesota
| $14K | – | – | – |
|
| 32 |
RFA
32
Reilly Financial Advisors
La Mesa,
California
| $13K | – | – | – |
|
| 33 |
AG
33
Advisor Group
Phoenix,
Arizona
| $11K | -$12.9K | -1,323 | -55% |
|
| 34 |
TRCT
34
Tower Research Capital (TRC)
New York
| $7K | -$1.74K | -179 | -20% |
|
| 35 |
NSIM
35
North Star Investment Management
Chicago,
Illinois
| $7K | – | – | – |
|
| 36 |
GWM
36
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
| 37 |
LCM
37
Laurion Capital Management
New York
| – | -$311K | -31,966 | Closed |
|