DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

55 hedge funds and large institutions have $87.8M invested in Duff & Phelps Utility and Infrastructure Fund in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
+3
Holders Change %
+5.77%
% of All Funds
1.09%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
15
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
1
Truist Financial
North Carolina
$1.32M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.3M
3
SFS
3
Shaker Financial Services
Virginia
$327K
4
PAG
4
Private Advisor Group
New Jersey
$867K
5
SLWS
5
Swaine & Leidel Wealth Services
Florida
$2.96M

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$5.31M
2
GSWM
2
Golden State Wealth Management
California
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$22.6M
4
AAM
4
Advisors Asset Management
Colorado
$6.56M
5
Wells Fargo
5
Wells Fargo
California
$7.55M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
26
Cetera Advisors
Colorado
$452K +$19K +1,250 +4%
SFG
27
StrategIQ Financial Group
Indiana
$438K -$71.5K -4,700 -14%
MAFM
28
Mid Atlantic Financial Management
Pennsylvania
$403K +$119K +7,805 +42%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$384K +$1.67K +110 +0.4%
AG
30
Advisor Group
Arizona
$374K -$57.9K -3,816 -13%
SFS
31
Shaker Financial Services
Virginia
$327K +$327K +21,539 New
Citigroup
32
Citigroup
New York
$314K +$137K +9,015 +78%
SPIA
33
Steward Partners Investment Advisory
New York
$238K -$7.19K -474 -3%
CA
34
Corrado Advisors
New Jersey
$213K -$28.5K -1,870 -12%
RJT
35
Raymond James Trust
Florida
$196K – – –
GWM
36
Greenwich Wealth Management
Connecticut
$162K +$162K +10,650 New
PAS
37
Park Avenue Securities
New York
$160K +$7.85K +516 +5%
GWM
38
Geneos Wealth Management
Colorado
$56K – – –
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$41K +$5.17K +345 +14%
FIA
40
FNY Investment Advisers
New York
$37K -$52.8K -3,564 -59%
BWM
41
BerganKDV Wealth Management
Minnesota
$15K – – –
JPLA
42
Joseph P. Lucia & Associates
New York
$15K – – –
TFS
43
TrustCore Financial Services
Tennessee
$12K – – –
PA
44
PSI Advisors
Florida
$12K +$12K +800 New
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$9K – – –
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
$9K +$7.68K +512 +582%
ASN
47
Advisory Services Network
Georgia
$7K -$1.45K -90 -17%
HIA
48
Harbor Investment Advisory
Maryland
$6K +$6K +423 New
NL
49
NVWM LLC
Pennsylvania
$5K – – –
WEC
50
Winslow Evans & Crocker
Massachusetts
$4K – – –
1
2
3