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DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

55 hedge funds and large institutions have $87.8M invested in Duff & Phelps Utility and Infrastructure Fund in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

6% more funds holding

Funds holding: 52 → 55 (+3)

0.14% less ownership

Funds ownership: 15.37% → 15.23% (-0.14%)

5% less capital invested

Capital invested by funds: $92.6M → $87.8M (-$4.79M)

17% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 18

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
55
Holders Change
+3
Holders Change %
+5.77%
% of All Funds
1.08%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
15
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Truist Financial
Truist Financial
North Carolina
+$1.33M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$346K
3
SFS
Shaker Financial Services
Virginia
+$328K
4
PAG
Private Advisor Group
New Jersey
+$313K
5
SLWS
Swaine & Leidel Wealth Services
Florida
+$221K

Top Sellers

Rank Fund Capital Flow
1
PPA
Parametric Portfolio Associates
Washington
-$1.37M
2
GSWM
Golden State Wealth Management
California
-$1.3M
3
Morgan Stanley
Morgan Stanley
New York
-$979K
4
AAM
Advisors Asset Management
Colorado
-$825K
5
Wells Fargo
Wells Fargo
California
-$545K
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
26
Cetera Advisors
Colorado
$452K +$19.1K +1,250 +4%
SFG
27
StrategIQ Financial Group
Indiana
$438K -$71.7K -4,700 -14%
MAFM
28
Mid Atlantic Financial Management
Pennsylvania
$403K +$119K +7,805 +42%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$384K +$1.68K +110 +0.4%
AG
30
Advisor Group
Arizona
$374K -$58.2K -3,816 -13%
SFS
31
Shaker Financial Services
Virginia
$327K +$328K +21,539 New
Citigroup
32
Citigroup
New York
$314K +$137K +9,015 +78%
SPIA
33
Steward Partners Investment Advisory
New York
$238K -$7.23K -474 -3%
CA
34
Corrado Advisors
New Jersey
$213K -$28.5K -1,870 -12%
RJT
35
Raymond James Trust
Florida
$196K – – –
GWM
36
Greenwich Wealth Management
Connecticut
$162K +$162K +10,650 New
PAS
37
Park Avenue Securities
New York
$160K +$7.87K +516 +5%
GWM
38
Geneos Wealth Management
Colorado
$56K – – –
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$41K +$5.26K +345 +14%
FIA
40
FNY Investment Advisers
New York
$37K -$54.4K -3,564 -59%
BWM
41
BerganKDV Wealth Management
Minnesota
$15K – – –
JPLA
42
Joseph P. Lucia & Associates
New York
$15K – – –
TFS
43
TrustCore Financial Services
Tennessee
$12K – – –
PA
44
PSI Advisors
Florida
$12K +$12.2K +800 New
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$9K – – –
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
$9K +$7.81K +512 +582%
ASN
47
Advisory Services Network
Georgia
$7K -$1.37K -90 -17%
HIA
48
Harbor Investment Advisory
Maryland
$6K +$6.45K +423 New
NL
49
NVWM LLC
Pennsylvania
$5K – – –
WEC
50
Winslow Evans & Crocker
Massachusetts
$4K – – –
1
2
3

DPG Hedge Fund Activity: Q4 2019 in Review

55 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility and Infrastructure Fund (DPG) for Q4 2019, worth a combined $87.8M — down 5.2% from $92.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DPG positions and 5 closed out — a net gain of 5 holders — while 15 added to existing stakes and 18 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $1.33M. The largest seller was Parametric Portfolio Associates, cutting an estimated $1.37M.

  • 55 institutional investors held Duff & Phelps Utility and Infrastructure Fund (DPG) as of Q4 2019, up from 52 in Q3 2019.
  • Funds reported $87.8M of Duff & Phelps Utility and Infrastructure Fund stock for Q4 2019, down 5.2% quarter-over-quarter.
  • 10 funds opened new Duff & Phelps Utility and Infrastructure Fund positions in Q4 2019 and 5 closed out, a net change of +5 holders.
  • The largest Duff & Phelps Utility and Infrastructure Fund buyer in Q4 2019 was Truist Financial, an estimated $1.33M added.
  • The largest Duff & Phelps Utility and Infrastructure Fund seller in Q4 2019 was Parametric Portfolio Associates, an estimated $1.37M sold.

Based on aggregated 13F filings for Q4 2019.