DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

52 hedge funds and large institutions have $92.6M invested in Duff & Phelps Utility and Infrastructure Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+1
Holders Change %
+1.96%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
16
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$8.46M
2
AAM
2
Advisors Asset Management
Colorado
$7.71M
3
SFG
3
StrategIQ Financial Group
Indiana
$532K
4
PAG
4
Private Advisor Group
New Jersey
$580K
5
SLWS
5
Swaine & Leidel Wealth Services
Florida
$2.87M

Top Sellers

1
PCP
1
Proficio Capital Partners
Massachusetts
$254K
2
Morgan Stanley
2
Morgan Stanley
New York
$24.7M
3
PPA
3
Parametric Portfolio Associates
Washington
$6.98M
4
1832 Asset Management
4
1832 Asset Management
Ontario, Canada
$1.23M
5
CCP
5
Clough Capital Partners
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
26
Cetera Advisors
Colorado
$457K +$42.1K +2,626 +10%
AG
27
Advisor Group
Arizona
$453K +$50.4K +3,170 +13%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$400K -$49.1K -3,097 -11%
MAFM
29
Mid Atlantic Financial Management
Pennsylvania
$297K -$214K -13,495 -42%
SPIA
30
Steward Partners Investment Advisory
New York
$257K +$63.8K +4,014 +33%
PCP
31
Proficio Capital Partners
Massachusetts
$254K -$2.4M -150,672 -90%
CA
32
Corrado Advisors
New Jersey
$252K – – –
RJT
33
Raymond James Trust
Florida
$205K – – –
Citigroup
34
Citigroup
New York
$184K -$29.2K -1,840 -14%
PAS
35
Park Avenue Securities
New York
$159K -$8.71K -548 -5%
EWA
36
EP Wealth Advisors
California
$159K +$159K +10,000 New
FIA
37
FNY Investment Advisers
New York
$96K +$96K +6,060 New
GWM
38
Geneos Wealth Management
Colorado
$58K -$39.2K -2,500 -40%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$38K – – –
BWM
40
BerganKDV Wealth Management
Minnesota
$16K – – –
JPLA
41
Joseph P. Lucia & Associates
New York
$16K – – –
AIC
42
Ameritas Investment Company
Nebraska
$15K +$15K +920 New
TFS
43
TrustCore Financial Services
Tennessee
$13K – – –
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$10K – – –
ASN
45
Advisory Services Network
Georgia
$8K – – –
NL
46
NVWM LLC
Pennsylvania
$5K – – –
WEC
47
Winslow Evans & Crocker
Massachusetts
$4K +$1.48K +74 +59%
WCG
48
Weaver Consulting Group
California
$2K – – –
SFS
49
Sowell Financial Services
Arkansas
$2K +$2K +126 New
Rockefeller Capital Management
50
Rockefeller Capital Management
New York
$1K +$1K +88 New
1
2
3