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DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

54 hedge funds and large institutions have $87.2M invested in Duff & Phelps Utility and Infrastructure Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

13% more funds holding

Funds holding: 48 → 54 (+6)

3.02% more ownership

Funds ownership: 16.2% → 19.22% (+3%)

19% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 16

40% less capital invested

Capital invested by funds: $145M → $87.2M (-$58M)

Holders
54
Holders Change
+6
Holders Change %
+12.5%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
13
Reduced
16
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
+$4.5M
2
CA
Cornerstone Advisors
North Carolina
+$3.08M
3
Wells Fargo
Wells Fargo
California
+$2.53M
4
CRC
Curi RMB Capital
Illinois
+$1.51M
5
HI
HBK Investments
Texas
+$1.06M

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$55.5M
2
Morgan Stanley
Morgan Stanley
New York
-$1.56M
3
GC
Guggenheim Capital
Illinois
-$656K
4
PPA
Parametric Portfolio Associates
Washington
-$554K
5
ZA
Zazove Associates
Nevada
-$491K
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
26
Weiss Asset Management
Massachusetts
$551K +$628K +46,524 New
MAFM
27
Mid Atlantic Financial Management
Pennsylvania
$550K +$626K +46,400 New
SFG
28
StrategIQ Financial Group
Indiana
$494K – – –
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$476K +$233K +17,261 +75%
BTS
30
BB&T Securities
Virginia
$444K -$40.2K -2,977 -7%
SRSA
31
S.R. Schill & Associates
Washington
$426K +$155K +11,501 +47%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$231K +$264K +19,529 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$212K +$242K +17,930 New
PAS
34
Park Avenue Securities
New York
$208K -$4.72K -350 -2%
CAM
35
Concorde Asset Management
Michigan
$207K +$236K +17,500 New
CA
36
Corrado Advisors
New Jersey
$188K +$214K +15,864 New
Bank of Nova Scotia
37
Bank of Nova Scotia
Ontario, Canada
$187K +$213K +15,770 New
WS
38
Wedbush Securities
California
$154K -$4.86K -360 -3%
RJT
39
Raymond James Trust
Florida
$143K -$10.8K -800 -6%
DA
40
Doliver Advisors
Texas
$141K +$160K +11,871 New
Citigroup
41
Citigroup
New York
$137K +$8.45K +626 +6%
MC
42
Matisse Capital
Oregon
$121K -$22.8K -1,688 -14%
AG
43
Advisor Group
Arizona
$114K +$27.2K +2,012 +26%
MOS
44
MGO One Seven
Ohio
$94K +$108K +7,967 New
GWM
45
Geneos Wealth Management
Colorado
$73K – – –
BWM
46
BerganKDV Wealth Management
Minnesota
$49K +$999 +74 +2%
QCIG
47
Quad-Cities Investment Group
Iowa
$47K – – –
BWM
48
Baystate Wealth Management
Massachusetts
$37K +$1.07K +79 +3%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$28K – – –
APW
50
Acima Private Wealth
Virginia
$12K +$13.3K +982 New
1
2
3

DPG Hedge Fund Activity: Q4 2018 in Review

54 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility and Infrastructure Fund (DPG) for Q4 2018, worth a combined $87.2M — down 40% from $145M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new DPG positions and 13 closed out — a net gain of 6 holders — while 13 added to existing stakes and 16 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $4.5M. The largest seller was Ameriprise, exiting entirely with an estimated $55.5M sold.

  • 54 institutional investors held Duff & Phelps Utility and Infrastructure Fund (DPG) as of Q4 2018, up from 48 in Q3 2018.
  • Funds reported $87.2M of Duff & Phelps Utility and Infrastructure Fund stock for Q4 2018, down 40% quarter-over-quarter.
  • 19 funds opened new Duff & Phelps Utility and Infrastructure Fund positions in Q4 2018 and 13 closed out, a net change of +6 holders.
  • The largest Duff & Phelps Utility and Infrastructure Fund buyer in Q4 2018 was Wolverine Asset Management, an estimated $4.5M added.
  • The largest Duff & Phelps Utility and Infrastructure Fund seller in Q4 2018 was Ameriprise, an estimated $55.5M sold.

Based on aggregated 13F filings for Q4 2018.