DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

55 hedge funds and large institutions have $114M invested in Duff & Phelps Utility and Infrastructure Fund in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 13 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
+7
Holders Change %
+14.58%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
15
Increased
13
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$16.4M
2
FIMG
2
Financial & Investment Management Group
Michigan
$8.37M
3
UBS Group
3
UBS Group
Switzerland
$7.94M
4
RCM
4
Rivernorth Capital Management
Florida
$1.66M
5
SG Americas Securities
5
SG Americas Securities
New York
$1.5M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$11.8M
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
LNB
3
Ledyard National Bank
$84K
4
Invesco
4
Invesco
Georgia
$4.48M
5
GC
5
Guggenheim Capital
Illinois
$8.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCM
26
Coe Capital Management
Illinois
$368K +$368K +25,000 New
RTS
27
Round Table Services
New Jersey
$342K +$162K +11,000 +90%
JPMorgan Chase & Co
28
JPMorgan Chase & Co
New York
$322K +$107K +7,266 +50%
JHIU
29
Janus Henderson Investors US
Colorado
$295K +$295K +20,000 New
SAM
30
SignalPoint Asset Management
Missouri
$242K +$487 +33 +0.2%
FAM
31
Formidable Asset Management
Ohio
$238K -$29.6K -2,083 -11%
Brown Advisory
32
Brown Advisory
Maryland
$221K – – –
LWAC
33
Laurel Wealth Advisors (California)
California
$218K +$218K +14,797 New
HighTower Advisors
34
HighTower Advisors
Illinois
$208K +$3.57K +244 +2%
Citigroup
35
Citigroup
New York
$153K -$14.5K -978 -9%
VKH
36
Virtu KCG Holdings
New York
$152K -$43.2K -2,929 -22%
SYBT
37
Stock Yards Bank & Trust
Kentucky
$150K -$26.1K -1,779 -15%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$106K -$26.4K -1,795 -20%
MFS
39
MSI Financial Services
Massachusetts
$106K -$13K -880 -11%
AIA
40
Allegis Investment Advisors
Idaho
$96K +$96K +6,502 New
LNB
41
Ledyard National Bank
$84K -$2.17M -147,342 -96%
IA
42
IFP Advisors
Florida
$54K +$54K +3,654 New
TRCT
43
Tower Research Capital (TRC)
New York
$39K -$11.7K -803 -23%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$38K -$8.34K -569 -18%
DADC
45
D.A. Davidson & Co
Montana
$31K -$17.3K -1,200 -36%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$22K – – –
Creative Planning
47
Creative Planning
Kansas
$22K +$22K +1,500 New
TJHA
48
Thomas J. Herzfeld Advisors
Florida
$21K – – –
RPG
49
Risk Paradigm Group
Texas
$11.7K – – –
Deutsche Bank
50
Deutsche Bank
Germany
$8K -$4.7K -320 -37%
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