DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

48 hedge funds and large institutions have $108M invested in Duff & Phelps Utility and Infrastructure Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
1.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$5.58M
2
WAM
2
Wolverine Asset Management
Illinois
$3.17M
3
CA
3
Cornerstone Advisors
North Carolina
$4.83M
4
UBS Group
4
UBS Group
Switzerland
$5.8M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.07M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$16.9M
2
Invesco
2
Invesco
Georgia
$6.35M
3
LNB
3
Ledyard National Bank
$2.32M
4
GC
4
Guggenheim Capital
Illinois
$9.86M
5
AA
5
AQR Arbitrage
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
26
HighTower Advisors
Illinois
$210K +$7.18K +477 +4%
LCM
27
Landscape Capital Management
New Jersey
$207K -$134K -8,839 -39%
VKH
28
Virtu KCG Holdings
New York
$200K -$37.3K -2,470 -16%
RTS
29
Round Table Services
New Jersey
$185K – – –
SYBT
30
Stock Yards Bank & Trust
Kentucky
$182K – – –
Citigroup
31
Citigroup
New York
$172K -$45.4K -2,991 -21%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$136K -$21.7K -1,438 -14%
MFS
33
MSI Financial Services
Massachusetts
$122K +$16.8K +1,113 +16%
CFSG
34
Community Financial Services Group
Vermont
$93K -$12.4K -816 -12%
FFC
35
First Financial Corp
Indiana
$72K – – –
TRCT
36
Tower Research Capital (TRC)
New York
$53K +$46.4K +3,042 +707%
DADC
37
D.A. Davidson & Co
Montana
$50K +$7.84K +525 +19%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$48K +$48K +3,163 New
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$23K – – –
TJHA
40
Thomas J. Herzfeld Advisors
Florida
$21K -$14.9K -1,000 -41%
Deutsche Bank
41
Deutsche Bank
Germany
$13K -$45.8K -3,047 -78%
RPG
42
Risk Paradigm Group
Texas
$12K – – –
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$11K +$11K +756 New
US Bancorp
44
US Bancorp
Minnesota
$4K -$44K -2,750 -92%
NFG
45
Next Financial Group
Texas
$3K -$3.09K -206 -51%
LFR
46
Lehman Financial Resources
Pennsylvania
$3K – – –
AA
47
AQR Arbitrage
Connecticut
– -$404K -22,810 Closed
Northern Trust
48
Northern Trust
Illinois
– -$188K -10,600 Closed
LWA
49
Lowe Wealth Advisors
Maryland
– -$37K -2,116 Closed
AIG
50
American International Group
New York
– -$851 -48 Closed
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