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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

41 hedge funds and large institutions have $54.6M invested in Dividend and Income Fund in 2019 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $47.8M → $54.6M (+$6.83M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

9% less funds holding

Funds holding: 4541 (-4)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
41
Holders Change
-4
Holders Change %
-8.89%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
11
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AC
26
Almitas Capital
California
$293K
BFM
27
Boothbay Fund Management
New York
$242K -$271K -24,433 -53%
RTS
28
Round Table Services
New Jersey
$226K +$110K +9,900 +99%
RJT
29
Raymond James Trust
Florida
$222K
CCP
30
Clough Capital Partners
Massachusetts
$214K
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$137K -$310 -28 -0.2%
SXL
32
Summit X LLC
Missouri
$135K -$6.62K -598 -5%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$41K +$33.2K +3,000 +482%
FIA
34
FNY Investment Advisers
New York
$26K +$25.5K +2,300 New
APA
35
American Portfolios Advisors
New York
$25.8K
WAP
36
Wealthcare Advisory Partners
Pennsylvania
$12K
FHB
37
First Hawaiian Bank
Hawaii
$8K
NC
38
NewSquare Capital
Pennsylvania
$8K +$7.75K +700 New
Citigroup
39
Citigroup
New York
$5K
AG
40
Advisor Group
Arizona
$3K
O
41
OppenheimerFunds
New York
-$133K -13,933 Closed
AIP
42
Ahrens Investment Partners
Louisiana
-$114K -12,000 Closed
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
-$107K -11,215 Closed
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
-$31K -3,240 Closed
NFG
45
Next Financial Group
Texas
-$7K -712 Closed
IA
46
IFP Advisors
Florida
-$4K -375 Closed
Fidelity Investments
47
Fidelity Investments
Massachusetts
-$687 -62 -98%

DNI Hedge Fund Activity: Q1 2019 in Review

41 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q1 2019, worth a combined $54.6M — up 14% from $47.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of DNI and 2 opened new positions — a net loss of 4 holders — while 16 trimmed existing stakes and 11 added.

The largest buyer was Landscape Capital Management, adding an estimated $842K. The largest seller was Bank of America, cutting an estimated $1.09M.

  • 41 institutional investors held Dividend and Income Fund (DNI) as of Q1 2019, down from 45 in Q4 2018.
  • Funds reported $54.6M of Dividend and Income Fund stock for Q1 2019, up 14% quarter-over-quarter.
  • 2 funds opened new Dividend and Income Fund positions in Q1 2019 and 6 closed out, a net change of -4 holders.
  • The largest Dividend and Income Fund buyer in Q1 2019 was Landscape Capital Management, an estimated $842K added.
  • The largest Dividend and Income Fund seller in Q1 2019 was Bank of America, an estimated $1.09M sold.

Based on aggregated 13F filings for Q1 2019.