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DNI

Dividend and Income Fund
DNI

Delisted

DNI was delisted on the 8th of October, 2020.

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36 hedge funds and large institutions have $46.7M invested in Dividend and Income Fund in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 10

19% more capital invested

Capital invested by funds: $39.2M → $46.7M (+$7.43M)

3% less funds holding

Funds holding: 37 → 36 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
17
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$4.77M
2
CCP
Clough Capital Partners
Massachusetts
+$871K
3
GC
Guggenheim Capital
Illinois
+$802K
4
SIA
Sit Investment Associates
Minnesota
+$476K
5
ZIG
Zuckerman Investment Group
Illinois
+$473K

Top Sellers

Rank Fund Capital Flow
1
CRC
Curi RMB Capital
Illinois
-$719K
2
HighTower Advisors
HighTower Advisors
Illinois
-$329K
3
DA
Doliver Advisors
Texas
-$291K
4
Morgan Stanley
Morgan Stanley
New York
-$285K
5
Citigroup
Citigroup
New York
-$188K
Name Holding Trade Value Shares
Change 		Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$175K +$173K +14,169 New
GP
27
Girard Partners
Pennsylvania
$175K +$173K +14,194 New
AIP
28
Ahrens Investment Partners
Louisiana
$164K – – –
TCM
29
Traynor Capital Management
Pennsylvania
$157K +$153K +12,522 New
HCMT
30
Highland Capital Management (Texas)
Texas
$150K – – –
SG Americas Securities
31
SG Americas Securities
New York
$120K -$83.1K -6,825 -41%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$116K +$9.02K +740 +9%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$91K -$1.85K -152 -2%
AG
34
Advisor Group
Arizona
$13K +$3.05K +250 +31%
NFG
35
Next Financial Group
Texas
$9K – – –
SEI Investments
36
SEI Investments
Pennsylvania
$6K – – –
LPL Financial
37
LPL Financial
California
– -$173K -14,466 Closed
Stifel Financial
38
Stifel Financial
Missouri
– -$154K -12,771 Closed
VKH
39
Virtu KCG Holdings
New York
– -$141K -11,695 Closed
ASN
40
Advisory Services Network
Georgia
– -$3K -225 Closed
TRCT
41
Tower Research Capital (TRC)
New York
– -$2K -142 Closed
1
2

DNI Hedge Fund Activity: Q2 2017 in Review

36 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q2 2017, worth a combined $46.7M — up 19% from $39.2M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DNI and 4 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 17 added.

The largest buyer was Raymond James & Associates, adding an estimated $4.77M. The largest seller was Curi RMB Capital, cutting an estimated $719K.

  • 36 institutional investors held Dividend and Income Fund (DNI) as of Q2 2017, down from 37 in Q1 2017.
  • Funds reported $46.7M of Dividend and Income Fund stock for Q2 2017, up 19% quarter-over-quarter.
  • 4 funds opened new Dividend and Income Fund positions in Q2 2017 and 5 closed out, a net change of -1 holder.
  • The largest Dividend and Income Fund buyer in Q2 2017 was Raymond James & Associates, an estimated $4.77M added.
  • The largest Dividend and Income Fund seller in Q2 2017 was Curi RMB Capital, an estimated $719K sold.

Based on aggregated 13F filings for Q2 2017.