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DNI

Dividend and Income Fund
DNI

Delisted

DNI was delisted on the 8th of October, 2020.

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37 hedge funds and large institutions have $39.2M invested in Dividend and Income Fund in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

21% more capital invested

Capital invested by funds: $32.3M → $39.2M (+$6.92M)

16% more funds holding

Funds holding: 32 → 37 (+5)

8% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 12

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
37
Holders Change
+5
Holders Change %
+15.63%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
11
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$1.88M
2
CRC
Curi RMB Capital
Illinois
+$1.88M
3
Invesco
Invesco
Georgia
+$816K
4
HighTower Advisors
HighTower Advisors
Illinois
+$745K
5
Citigroup
Citigroup
New York
+$569K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$385K
2
RTS
Round Table Services
New Jersey
-$237K
3
LCM
Landscape Capital Management
New Jersey
-$229K
4
Morgan Stanley
Morgan Stanley
New York
-$199K
5
MC
Matisse Capital
Oregon
-$157K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
26
LPL Financial
California
$173K -$50.6K -4,166 -22%
AIP
27
Ahrens Investment Partners
Louisiana
$160K +$162K +13,300 New
Stifel Financial
28
Stifel Financial
Missouri
$154K -$24K -1,973 -13%
HCMT
29
Highland Capital Management (Texas)
Texas
$146K – – –
VKH
30
Virtu KCG Holdings
New York
$141K +$142K +11,695 New
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$104K -$14K -1,153 -12%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$91K +$2.87K +236 +3%
AG
33
Advisor Group
Arizona
$10K – – –
NFG
34
Next Financial Group
Texas
$9K – – –
SEI Investments
35
SEI Investments
Pennsylvania
$6K – – –
ASN
36
Advisory Services Network
Georgia
$3K +$2.73K +225 New
TRCT
37
Tower Research Capital (TRC)
New York
$2K +$1.73K +142 New
RTS
38
Round Table Services
New Jersey
– -$237K -20,000 Closed
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
– -$7K -600 Closed
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
– -$1K -44 Closed
1
2

DNI Hedge Fund Activity: Q1 2017 in Review

37 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q1 2017, worth a combined $39.2M — up 21% from $32.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DNI positions and 3 closed out — a net gain of 6 holders — while 11 added to existing stakes and 12 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $1.88M. The largest seller was Guggenheim Capital, cutting an estimated $385K.

  • 37 institutional investors held Dividend and Income Fund (DNI) as of Q1 2017, up from 32 in Q4 2016.
  • Funds reported $39.2M of Dividend and Income Fund stock for Q1 2017, up 21% quarter-over-quarter.
  • 9 funds opened new Dividend and Income Fund positions in Q1 2017 and 3 closed out, a net change of +6 holders.
  • The largest Dividend and Income Fund buyer in Q1 2017 was Saba Capital Management, an estimated $1.88M added.
  • The largest Dividend and Income Fund seller in Q1 2017 was Guggenheim Capital, an estimated $385K sold.

Based on aggregated 13F filings for Q1 2017.