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WisdomTree US SmallCap Dividend Fund
DES

275 hedge funds and large institutions have $795M invested in WisdomTree US SmallCap Dividend Fund in 2021 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 75 increasing their positions, 112 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 28

17% more capital invested

Capital invested by funds: $680M → $795M (+$115M)

3% more funds holding

Funds holding: 266 → 275 (+9)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0.06% less ownership

Funds ownership: 42.81% → 42.75% (-0.06%)

33% less repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 112

Holders
275
Holders Change
+9
Holders Change %
+3.38%
% of All Funds
4.83%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
40
Increased
75
Reduced
112
Closed
28
Calls
$710K
Puts
–
Net Calls
+$710K
Net Calls Change
-$272K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$10.6M
2
Bank of America
Bank of America
North Carolina
+$9.41M
3
SFS
Sowell Financial Services
Arkansas
+$3.06M
4
Wells Fargo
Wells Fargo
California
+$2.9M
5
LPL Financial
LPL Financial
California
+$2.29M

Top Sellers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
-$5.81M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.11M
3
CCP
Cardan Capital Partners
Colorado
-$4.72M
4
FTUS
Flow Traders U.S.
New York
-$4M
5
OCG
Opus Capital Group
Ohio
-$3.26M
Name Holding Trade Value Shares
Change 		Change in
Stake
IF
201
Intrua Financial
Texas
$211K +$194K +6,566 New
FVCM
202
F&V Capital Management
Florida
$206K +$195K +6,625 New
GWM
203
Geneos Wealth Management
Colorado
$204K -$63.4K -2,150 -25%
VAS
204
Vestmark Advisory Solutions
Massachusetts
$204K -$43.2K -1,463 -18%
SCA
205
Snowden Capital Advisors
New York
$202K +$192K +6,495 New
Carson Wealth (CWM LLC)
206
Carson Wealth (CWM LLC)
Nebraska
$201K – – –
OC
207
Oakworth Capital
Alabama
$201K – – –
CBFP
208
Cedar Brook Financial Partners
Ohio
$201K +$191K +6,465 New
FCA
209
FinTrust Capital Advisors
South Carolina
$180K -$113K -3,835 -40%
CT
210
Caldwell Trust
Florida
$171K – – –
IBOK
211
Independence Bank of Kentucky
Kentucky
$154K – – –
Fidelity Investments
212
Fidelity Investments
Massachusetts
$154K +$32.2K +1,090 +28%
PFGIA
213
Patriot Financial Group Insurance Agency
Massachusetts
$150K +$53.5K +1,812 +60%
TWA
214
TCI Wealth Advisors
Arizona
$149K – – –
AF
215
Advisornet Financial
Minnesota
$148K +$236 +8 +0.2%
NC
216
NewSquare Capital
Pennsylvania
$147K +$15.2K +515 +12%
HI
217
Harbour Investments
Wisconsin
$120K +$113K +3,842 New
MA
218
MCF Advisors
Kentucky
$113K – – –
HWA
219
Heritage Wealth Advisors
Virginia
$108K – – –
CFGS
220
Concourse Financial Group Securities
Alabama
$107K -$4.13K -140 -4%
FCB
221
First Command Bank
Texas
$103K -$50.2K -1,700 -34%
FCFS
222
First Command Financial Services
Texas
$103K -$50.2K -1,700 -34%
MFT
223
Moisand Fitzgerald Tamayo
Florida
$101K – – –
RPCA
224
Running Point Capital Advisors
California
$101K – – –
DWMG
225
DB Wealth Management Group
California
$93K -$115K -3,914 -57%
7 8
9
10 11

DES Hedge Fund Activity: Q1 2021 in Review

275 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q1 2021, worth a combined $795M — up 17% from $680M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new DES positions and 28 closed out — a net gain of 12 holders — while 75 added to existing stakes and 112 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.6M. The largest seller was AssetMark Inc, cutting an estimated $5.81M.

  • 275 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q1 2021, up from 266 in Q4 2020.
  • Funds reported $795M of WisdomTree US SmallCap Dividend Fund stock for Q1 2021, up 17% quarter-over-quarter.
  • 40 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q1 2021 and 28 closed out, a net change of +12 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q1 2021 was Morgan Stanley, an estimated $10.6M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q1 2021 was AssetMark Inc, an estimated $5.81M sold.

Based on aggregated 13F filings for Q1 2021.