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WisdomTree US SmallCap Dividend Fund
DES

147 hedge funds and large institutions have $441M invested in WisdomTree US SmallCap Dividend Fund in 2015 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 57 increasing their positions, 40 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

144% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 9

50% more funds holding in top 10

Funds holding in top 10: 4 → 6 (+2)

43% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 40

10% more funds holding

Funds holding: 134 → 147 (+13)

7% more capital invested

Capital invested by funds: $413M → $441M (+$28.1M)

6.29% more ownership

Funds ownership: 108.78% → 115.06% (+6.3%)

Holders
147
Holders Change
+13
Holders Change %
+9.7%
% of All Funds
3.86%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.16%
New
22
Increased
57
Reduced
40
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$12.4M
2
PWAG
Polaris Wealth Advisory Group
California
+$2.24M
3
Wells Fargo
Wells Fargo
California
+$1.28M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.06M
5
CCS
Crosspoint Capital Strategies
California
+$957K

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$9.45M
2
Morgan Stanley
Morgan Stanley
New York
-$7.26M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.12M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.75M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.37M
Name Holding Trade Value Shares
Change 		Change in
Stake
VIA
126
Vantage Investment Advisors
Pennsylvania
$36K +$36.5K +1,650 New
ASN
127
Advisory Services Network
Georgia
$35K – – –
ACM
128
Argentus Capital Management
Texas
$31K +$5.12K +231 +19%
WA
129
WFG Advisors
Texas
$29K – – –
First Manhattan
130
First Manhattan
New York
$28K – – –
Citigroup
131
Citigroup
New York
$26K -$186K -8,418 -87%
FCCM
132
First City Capital Management
Georgia
$24K – – –
VNA
133
Valley National Advisers
Pennsylvania
$19K +$66 +3 +0.3%
SIM
134
Sonora Investment Management
Arizona
$19K +$19.9K +900 New
EFSCE
135
Enterprise Financial Services Corp (EFSC)
Missouri
$18K +$18K +813 New
MWP
136
MYCIO Wealth Partners
Pennsylvania
$14K +$133 +6 +0.9%
AIA
137
Allegis Investment Advisors
Idaho
$14K +$14K +630 New
TWA
138
TCI Wealth Advisors
Arizona
$10K – – –
DADC
139
D.A. Davidson & Co
Montana
$9K – – –
AFP
140
Ausdal Financial Partners
Iowa
$9K +$8.71K +393 New
CAL
141
Capital Advisors Ltd
Ohio
$8K – – –
HCM
142
Highlander Capital Management
New Jersey
$8K – – –
WP
143
WealthPLAN Partners
Nebraska
$7.16K +$21.9K +990 New
US Bancorp
144
US Bancorp
Minnesota
$6K – – –
CG
145
Cutler Group
California
$6K +$6.64K +300 New
AC
146
Alexandria Capital
Virginia
$4K – – –
PG
147
Patten Group
Tennessee
$2.27K – – –
MMA
148
Miracle Mile Advisors
California
– -$843K -40,155 Closed
FG
149
Fiduciary Group
Georgia
– -$295K -14,034 Closed
BUB
150
BBVA USA Bancshares
Texas
– -$200K -9,528 Closed
3 4 5
6
7

DES Hedge Fund Activity: Q4 2015 in Review

147 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q4 2015, worth a combined $441M — up 6.8% from $413M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new DES positions and 9 closed out — a net gain of 13 holders — while 57 added to existing stakes and 40 trimmed.

The largest buyer was LPL Financial, adding an estimated $12.4M. The largest seller was Goldman Sachs, cutting an estimated $9.45M.

  • 147 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q4 2015, up from 134 in Q3 2015.
  • Funds reported $441M of WisdomTree US SmallCap Dividend Fund stock for Q4 2015, up 6.8% quarter-over-quarter.
  • 22 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q4 2015 and 9 closed out, a net change of +13 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q4 2015 was LPL Financial, an estimated $12.4M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q4 2015 was Goldman Sachs, an estimated $9.45M sold.

Based on aggregated 13F filings for Q4 2015.