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WisdomTree US SmallCap Dividend Fund
DES

190 hedge funds and large institutions have $725M invested in WisdomTree US SmallCap Dividend Fund in 2017 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 70 increasing their positions, 64 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

357% more call options, than puts

Call options by funds: $1.84M | Put options by funds: $403K

9% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 64

2% more capital invested

Capital invested by funds: $709M → $725M (+$15.3M)

0% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 19

0.41% less ownership

Funds ownership: 108.02% → 107.61% (-0.41%)

3% less funds holding

Funds holding: 195 → 190 (-5)

14% less funds holding in top 10

Funds holding in top 10: 7 → 6 (-1)

Holders
190
Holders Change
-5
Holders Change %
-2.56%
% of All Funds
4.74%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.15%
New
19
Increased
70
Reduced
64
Closed
19
Calls
$1.84M
Puts
$403K
Net Calls
+$1.44M
Net Calls Change
+$877K

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$7.35M
2
M&T Bank
M&T Bank
New York
+$4.89M
3
TSS
Two Sigma Securities
New York
+$4.29M
4
AssetMark Inc
AssetMark Inc
California
+$2.86M
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$2.41M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$7.12M
2
RJA
Raymond James & Associates
Florida
-$5.79M
3
Morgan Stanley
Morgan Stanley
New York
-$5.28M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.2M
5
CTC
Central Trust Company
Missouri
-$4.11M
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
101
Cornerstone Wealth Management
Missouri
$519K +$6.01K +225 +1%
CCM
102
Canal Capital Management
Virginia
$511K +$1.84K +69 +0.4%
NFG
103
Next Financial Group
Texas
$500K +$12.9K +483 +3%
BF
104
BOK Financial
Oklahoma
$486K +$5.29K +198 +1%
SAM
105
SignalPoint Asset Management
Missouri
$482K -$674K -25,242 -59%
Mariner
106
Mariner
Kansas
$477K -$11.1K -414 -2%
PLFAM
107
Pineno Levin & Ford Asset Management
Virginia
$473K -$22.6K -846 -5%
PWMAG
108
Pinnacle Wealth Management Advisory Group
New Jersey
$468K +$10.8K +405 +2%
CAPTRUST Financial Advisors
109
CAPTRUST Financial Advisors
North Carolina
$461K +$1.35M +50,685 New
Bank of Montreal
110
Bank of Montreal
Ontario, Canada
$454K +$80 +3 +0%
AT
111
Arden Trust
Delaware
$453K +$40.1K +1,500 +10%
JFA
112
JNBA Financial Advisors
Minnesota
$452K -$124K -4,644 -22%
CPIG
113
Chicago Partners Investment Group
Illinois
$445K +$188K +7,038 +79%
CCM
114
Colorado Capital Management
Colorado
$443K – – –
FNBT
115
FineMark National Bank & Trust
Florida
$439K +$106K +3,966 +34%
HHGA
116
Halbert Hargrove Global Advisors
California
$431K -$100K -3,747 -20%
DG
117
Davidson & Garrard
Virginia
$424K +$18K +675 +5%
CONA
118
Capital One National Association
New York
$415K -$78.2K -2,928 -17%
LIA
119
LBMC Investment Advisors
Tennessee
$387K +$1.2K +45 +0.3%
FHA
120
Flagship Harbor Advisors
Massachusetts
$381K – – –
WB
121
WesBanco Bank
West Virginia
$376K +$58.6K +2,193 +20%
Goldman Sachs
122
Goldman Sachs
New York
$373K -$639K -23,919 -64%
VF
123
Virtu Financial
New York
$366K +$349K +13,062 New
OC
124
Oakworth Capital
Alabama
$343K – – –
LNC
125
Lincoln National Corp
Pennsylvania
$331K +$17.6K +660 +6%
3 4
5
6 7

DES Hedge Fund Activity: Q3 2017 in Review

190 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q3 2017, worth a combined $725M — up 2.2% from $709M a quarter earlier.

Fund positioning in DES was balanced in Q3 2017: 19 funds opened new positions, 19 closed out, 70 added to existing stakes and 64 trimmed.

The largest buyer was Bank of America, adding an estimated $7.35M. The largest seller was Wells Fargo, cutting an estimated $7.12M.

  • 190 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q3 2017, down from 195 in Q2 2017.
  • Funds reported $725M of WisdomTree US SmallCap Dividend Fund stock for Q3 2017, up 2.2% quarter-over-quarter.
  • 19 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q3 2017 and 19 closed out, a net change of 0 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q3 2017 was Bank of America, an estimated $7.35M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q3 2017 was Wells Fargo, an estimated $7.12M sold.

Based on aggregated 13F filings for Q3 2017.