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WisdomTree US SmallCap Dividend Fund
DES

130 hedge funds and large institutions have $416M invested in WisdomTree US SmallCap Dividend Fund in 2014 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 53 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 8

121% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 24

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

19% more capital invested

Capital invested by funds: $348M → $416M (+$67.8M)

10% more funds holding

Funds holding: 118 → 130 (+12)

2.82% more ownership

Funds ownership: 105.4% → 108.22% (+2.8%)

83% less call options, than puts

Call options by funds: $441K | Put options by funds: $2.58M

Holders
130
Holders Change
+12
Holders Change %
+10.17%
% of All Funds
3.47%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
22
Increased
53
Reduced
24
Closed
8
Calls
$441K
Puts
$2.58M
Net Calls
-$2.14M
Net Calls Change
-$4.39M

Top Buyers

Rank Fund Capital Flow
1
HCM
Hengehold Capital Management
Ohio
+$8.22M
2
Morgan Stanley
Morgan Stanley
New York
+$5.82M
3
VC
Vicus Capital
Pennsylvania
+$5.52M
4
CA
Cumberland Advisors
Florida
+$3.89M
5
Goldman Sachs
Goldman Sachs
New York
+$3.72M

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$4.08M
2
ST
Spinnaker Trust
Maine
-$3.95M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.13M
4
BUB
BBVA USA Bancshares
Texas
-$3.07M
5
GIM
Guild Investment Management
California
-$2.93M
Name Holding Trade Value Shares
Change 		Change in
Stake
WPP
101
Whalerock Point Partners
Rhode Island
$262K – – –
HC
102
HHG & Company
Connecticut
$256K +$22.5K +984 +10%
GLRA
103
Gerald L. Ray & Associates
Texas
$255K +$247K +10,800 New
HCA
104
Harbour Capital Advisors
Virginia
$239K – – –
CBN
105
Cadence Bank NA
Texas
$230K – – –
BW
106
Bison Wealth
Georgia
$225K +$217K +9,498 New
IPC
107
Independent Portfolio Consultants
Florida
$200K +$194K +8,475 New
CAL
108
Capital Advisors Ltd
Ohio
$89K +$4.25K +186 +5%
MA
109
MCF Advisors
Kentucky
$86K – – –
TCOV
110
Trust Company of Vermont
Vermont
$84K +$29.5K +1,290 +57%
ASN
111
Advisory Services Network
Georgia
$59K +$58.1K +2,538 New
CG
112
Colony Group
Massachusetts
$57K -$33.5K -1,464 -38%
CPIG
113
Chicago Partners Investment Group
Illinois
$55K +$53.1K +2,319 New
VNA
114
Valley National Advisers
Pennsylvania
$53K +$54.1K +2,364 New
FANJ
115
Financial Architects (New Jersey)
New Jersey
$50K – – –
WA
116
WFG Advisors
Texas
$38K – – –
First Manhattan
117
First Manhattan
New York
$31K – – –
FCCM
118
First City Capital Management
Georgia
$26.2K – – –
DADC
119
D.A. Davidson & Co
Montana
$23K – – –
Citigroup
120
Citigroup
New York
$21K – – –
MWP
121
MYCIO Wealth Partners
Pennsylvania
$15K +$137 +6 +1%
RMAM
122
Raab & Moskowitz Asset Management
New Jersey
$15K +$14.6K +636 New
RC
123
RegentAtlantic Capital
New Jersey
$12.1K +$11.7K +513 New
HCM
124
Highlander Capital Management
New Jersey
$9K – – –
AFIA
125
America First Investment Advisors
Nebraska
$7K – – –
2 3 4
5
6

DES Hedge Fund Activity: Q4 2014 in Review

130 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q4 2014, worth a combined $416M — up 19% from $348M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new DES positions and 8 closed out — a net gain of 14 holders — while 53 added to existing stakes and 24 trimmed.

The largest buyer was Hengehold Capital Management, adding an estimated $8.22M. The largest seller was Susquehanna International Group, cutting an estimated $4.08M.

  • 130 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q4 2014, up from 118 in Q3 2014.
  • Funds reported $416M of WisdomTree US SmallCap Dividend Fund stock for Q4 2014, up 19% quarter-over-quarter.
  • 22 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q4 2014 and 8 closed out, a net change of +14 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q4 2014 was Hengehold Capital Management, an estimated $8.22M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q4 2014 was Susquehanna International Group, an estimated $4.08M sold.

Based on aggregated 13F filings for Q4 2014.