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WisdomTree US SmallCap Dividend Fund
DES

275 hedge funds and large institutions have $795M invested in WisdomTree US SmallCap Dividend Fund in 2021 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 75 increasing their positions, 112 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 28

17% more capital invested

Capital invested by funds: $680M → $795M (+$115M)

3% more funds holding

Funds holding: 266 → 275 (+9)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0.06% less ownership

Funds ownership: 42.81% → 42.75% (-0.06%)

33% less repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 112

Holders
275
Holders Change
+9
Holders Change %
+3.38%
% of All Funds
4.83%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
40
Increased
75
Reduced
112
Closed
28
Calls
$710K
Puts
–
Net Calls
+$710K
Net Calls Change
-$272K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$10.6M
2
Bank of America
Bank of America
North Carolina
+$9.41M
3
SFS
Sowell Financial Services
Arkansas
+$3.06M
4
Wells Fargo
Wells Fargo
California
+$2.9M
5
LPL Financial
LPL Financial
California
+$2.29M

Top Sellers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
-$5.81M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.11M
3
CCP
Cardan Capital Partners
Colorado
-$4.72M
4
FTUS
Flow Traders U.S.
New York
-$4M
5
OCG
Opus Capital Group
Ohio
-$3.26M
Name Holding Trade Value Shares
Change 		Change in
Stake
BFG
26
Beacon Financial Group
Texas
$5.12M – – –
Mercer Global Advisors
27
Mercer Global Advisors
Colorado
$4.89M +$61.5K +2,086 +1%
B
28
Brightworth
Georgia
$4.87M +$367K +12,437 +9%
PPW
29
Parcion Private Wealth
Washington
$4.36M – – –
SEIA
30
Signature Estate & Investment Advisors
California
$4.23M -$465K -15,768 -10%
PPW
31
Pasadena Private Wealth
California
$4.07M +$103K +3,499 +3%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$4.07M -$374K -12,675 -9%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$4.03M -$1.64M -55,736 -30%
EAM
34
Evanson Asset Management
California
$4M -$129K -4,356 -3%
BWM
35
BCS Wealth Management
Tennessee
$3.77M +$767 +26 +0%
PPP
36
Private Portfolio Partners
New Jersey
$3.71M +$29K +983 +0.8%
PFM
37
Parsec Financial Management
North Carolina
$3.68M -$757K -25,673 -18%
PP
38
Palladium Partners
Virginia
$3.67M -$103K -3,480 -3%
SFS
39
Sowell Financial Services
Arkansas
$3.58M +$3.06M +103,847 +2,084%
FPIS
40
Financial Planning & Information Services
Wisconsin
$3.52M -$385K -13,049 -10%
KFI
41
Key Financial Inc
Pennsylvania
$3.47M +$555K +18,813 +20%
RIA
42
RPG Investment Advisory
California
$3.32M -$1.22M -41,451 -28%
FCI
43
Financial Counselors Inc
Kansas
$3.07M -$1.15M -38,863 -28%
CRC
44
Curi RMB Capital
Illinois
$3.05M -$6.2K -210 -0.2%
HSA
45
HBK Sorce Advisory
Pennsylvania
$3.04M -$98K -3,323 -3%
TCWA
46
Ten Capital Wealth Advisors
Washington
$2.87M +$1.25M +42,236 +85%
EWM
47
Empirical Wealth Management
Washington
$2.8M +$150K +5,072 +6%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$2.73M -$479K -16,244 -16%
CAL
49
Capital Analysts LLC
Pennsylvania
$2.65M -$168K -5,700 -6%
Stifel Financial
50
Stifel Financial
Missouri
$2.6M +$458K +15,527 +23%
1
2
3 4 5

DES Hedge Fund Activity: Q1 2021 in Review

275 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q1 2021, worth a combined $795M — up 17% from $680M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new DES positions and 28 closed out — a net gain of 12 holders — while 75 added to existing stakes and 112 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.6M. The largest seller was AssetMark Inc, cutting an estimated $5.81M.

  • 275 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q1 2021, up from 266 in Q4 2020.
  • Funds reported $795M of WisdomTree US SmallCap Dividend Fund stock for Q1 2021, up 17% quarter-over-quarter.
  • 40 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q1 2021 and 28 closed out, a net change of +12 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q1 2021 was Morgan Stanley, an estimated $10.6M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q1 2021 was AssetMark Inc, an estimated $5.81M sold.

Based on aggregated 13F filings for Q1 2021.