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WisdomTree US SmallCap Dividend Fund

109 hedge funds and large institutions have $378M invested in WisdomTree US SmallCap Dividend Fund in 2013 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

383% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 6

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

31% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 29

25% more funds holding

Funds holding: 87109 (+22)

15% more capital invested

Capital invested by funds: $328M → $378M (+$50.2M)

3.8% less ownership

Funds ownership: 112.53%108.73% (-3.8%)

85% less call options, than puts

Call options by funds: $359K | Put options by funds: $2.34M

Holders
109
Holders Change
+22
Holders Change %
+25.29%
% of All Funds
3.16%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
29
Increased
38
Reduced
29
Closed
6
Calls
$359K
Puts
$2.34M
Net Calls
-$1.98M
Net Calls Change
-$1.32M
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$2.72M +$3.21K +147 +0.1%
KFP
27
Keystone Financial Planning
Ohio
$2.69M +$2.6M +119,031 New
SWM
28
SVA Wealth Management
Wisconsin
$2.68M +$2.59M +118,755 New
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$2.55M +$409K +18,783 +20%
WSTAM
30
Wilbanks Smith & Thomas Asset Management
Virginia
$2.44M +$164K +7,515 +7%
CW
31
Cobiz Wealth
Colorado
$2.37M +$36K +1,650 +2%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$2.36M +$112K +5,154 +5%
BFG
33
Beacon Financial Group
Texas
$2.33M +$178K +8,184 +9%
NEIRG
34
New England Investment & Retirement Group
Massachusetts
$2.32M +$998K +45,798 +81%
AIM
35
Aspen Investment Management
Michigan
$2.29M +$75.7K +3,474 +4%
EAM
36
Evanson Asset Management
California
$2.24M +$2.16M +99,006 New
WC
37
Whitnell & Co
Illinois
$1.86M +$468K +21,450 +35%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$1.48M -$121K -5,571 -8%
OIA
39
Optimum Investment Advisors
Illinois
$1.35M +$19.3K +885 +1%
CAL
40
Capital Analysts LLC
Pennsylvania
$1.34M +$30K +1,374 +2%
FCI
41
Financial Counselors Inc
Kansas
$1.25M +$116K +5,340 +11%
VFS
42
VSR Financial Services
Kansas
$1.23M -$252K -11,571 -17%
Bank of New York Mellon
43
Bank of New York Mellon
New York
$1.22M +$18.4K +843 +2%
SB
44
Suntrust Banks
Georgia
$1.22M -$551K -25,278 -32%
TT
45
Tower Trust
Indiana
$1.18M +$237K +10,881 +26%
MWP
46
Moller Wealth Partners
$1.14M -$29.1K -1,335 -3%
Invesco
47
Invesco
Georgia
$1.09M +$132K +6,036 +14%
BCI
48
Brinker Capital Investments
Pennsylvania
$1.06M -$1.24M -56,967 -55%
WCM
49
Wisconsin Capital Management
Wisconsin
$1.04M +$6.54K +300 +0.7%
RJA
50
Raymond James & Associates
Florida
$1.03M -$228K -10,479 -19%

DES Hedge Fund Activity: Q4 2013 in Review

109 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q4 2013, worth a combined $378M — up 15% from $328M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new DES positions and 6 closed out — a net gain of 23 holders — while 38 added to existing stakes and 29 trimmed.

The largest buyer was Valentine Capital Asset Management, opening a new position worth an estimated $5.47M. The largest seller was UBS, cutting an estimated $5.55M.

  • 109 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q4 2013, up from 87 in Q3 2013.
  • Funds reported $378M of WisdomTree US SmallCap Dividend Fund stock for Q4 2013, up 15% quarter-over-quarter.
  • 29 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q4 2013 and 6 closed out, a net change of +23 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q4 2013 was Valentine Capital Asset Management, an estimated $5.47M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q4 2013 was UBS, an estimated $5.55M sold.

Based on aggregated 13F filings for Q4 2013.