We are live on ! Find out more
DES icon

WisdomTree US SmallCap Dividend Fund
DES

275 hedge funds and large institutions have $795M invested in WisdomTree US SmallCap Dividend Fund in 2021 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 75 increasing their positions, 112 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 28

17% more capital invested

Capital invested by funds: $680M → $795M (+$115M)

3% more funds holding

Funds holding: 266 → 275 (+9)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0.06% less ownership

Funds ownership: 42.81% → 42.75% (-0.06%)

33% less repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 112

Holders
275
Holders Change
+9
Holders Change %
+3.38%
% of All Funds
4.83%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
40
Increased
75
Reduced
112
Closed
28
Calls
$710K
Puts
–
Net Calls
+$710K
Net Calls Change
-$272K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$10.6M
2
Bank of America
Bank of America
North Carolina
+$9.41M
3
SFS
Sowell Financial Services
Arkansas
+$3.06M
4
Wells Fargo
Wells Fargo
California
+$2.9M
5
LPL Financial
LPL Financial
California
+$2.29M

Top Sellers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
-$5.81M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.11M
3
CCP
Cardan Capital Partners
Colorado
-$4.72M
4
FTUS
Flow Traders U.S.
New York
-$4M
5
OCG
Opus Capital Group
Ohio
-$3.26M
Name Holding Trade Value Shares
Change 		Change in
Stake
FGAM
276
Financial Gravity Asset Management
Texas
$256 -$915 -31 -79%
CWM
277
Connecticut Wealth Management
Connecticut
– -$2.19M -82,136 Closed
FLI
278
Family Legacy Inc
South Carolina
– -$1.44M -54,053 Closed
MPW
279
Monterey Private Wealth
California
– -$834K -31,362 Closed
RFC
280
Regions Financial Corp
Alabama
– -$484K -18,190 Closed
HPCM
281
Hunter Perkins Capital Management
Illinois
– -$479K -18,000 Closed
FIM
282
Freedom Investment Management
Connecticut
– -$420K -15,805 Closed
SAM
283
SignalPoint Asset Management
Missouri
– -$379K -14,259 Closed
Mariner
284
Mariner
Kansas
– -$339K -12,742 Closed
WKWM
285
Walter & Keenan Wealth Management
Indiana
– -$333K -12,500 Closed
FWCM
286
Ferguson Wellman Capital Management
Oregon
– -$269K -10,131 Closed
FAIM
287
Financial Advocates Investment Management
Washington
– -$287K -9,502 Closed
NA
288
NewEdge Advisors
Louisiana
– -$210K -7,884 Closed
SFG
289
Sowa Financial Group
Rhode Island
– -$121K -4,534 Closed
AA
290
Ancora Advisors
Ohio
– -$91K -3,405 Closed
PWM
291
Perigon Wealth Management
California
– -$88K -3,321 Closed
OIM
292
Oder Investment Management
California
– -$70K -2,616 Closed
CAAS
293
Capital Asset Advisory Services
Michigan
– -$44K -1,644 Closed
AWG
294
Altus Wealth Group
Colorado
– -$27K -1,010 Closed
Simplex Trading
295
Simplex Trading
Illinois
– -$26K -1,000 Closed
RPWA
296
Regent Peak Wealth Advisors
Georgia
– -$17K -648 Closed
TIAM2
297
Tru Independence Asset Management 2
Oregon
– -$15K -572 Closed
AP
298
Arlington Partners
Alabama
– -$9K -331 Closed
FFG
299
Fortem Financial Group
California
– -$7K -255 Closed
FMB
300
Field & Main Bank
Kentucky
– -$6K -210 Closed
9 10 11
12
13

DES Hedge Fund Activity: Q1 2021 in Review

275 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q1 2021, worth a combined $795M — up 17% from $680M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new DES positions and 28 closed out — a net gain of 12 holders — while 75 added to existing stakes and 112 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.6M. The largest seller was AssetMark Inc, cutting an estimated $5.81M.

  • 275 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q1 2021, up from 266 in Q4 2020.
  • Funds reported $795M of WisdomTree US SmallCap Dividend Fund stock for Q1 2021, up 17% quarter-over-quarter.
  • 40 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q1 2021 and 28 closed out, a net change of +12 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q1 2021 was Morgan Stanley, an estimated $10.6M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q1 2021 was AssetMark Inc, an estimated $5.81M sold.

Based on aggregated 13F filings for Q1 2021.