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DBL

DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
26
Sit Investment Associates
Minnesota
$440K +$435K +18,600 New
Stifel Financial
27
Stifel Financial
Missouri
$400K +$14K +600 +4%
UR
28
USCA RIA
Texas
$372K +$368K +15,713 New
JIC
29
Joel Isaacson & Co
New York
$353K
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$352K -$1.99M -85,027 -85%
CA
31
Cetera Advisors
Colorado
$337K +$64.3K +2,750 +24%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$289K -$48.4K -2,067 -14%
VKH
33
Virtu KCG Holdings
New York
$283K +$280K +11,955 New
BAS
34
Brown Advisory Securities
Maryland
$248K +$30.4K +1,300 +14%
Barclays
35
Barclays
United Kingdom
$241K -$310K -13,231 -56%
ACI
36
Alpha Cubed Investments
California
$232K +$230K +9,822 New
KFS
37
KMS Financial Services
Washington
$226K -$37.7K -1,613 -14%
US Bancorp
38
US Bancorp
Minnesota
$225K +$209K +8,936 +1,477%
FWM
39
Focused Wealth Management
New York
$111K +$65.1K +2,780 +144%
BRWM
40
B. Riley Wealth Management
Tennessee
$50K +$445 +19 +0.9%
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$47K
PSI
42
Pinnacle Summer Investments
Virginia
$46K +$46.8K +2,000 New
MFS
43
MSI Financial Services
Massachusetts
$41K -$422K -18,051 -91%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$24K +$21.1K +900 +900%
MIM
45
Macroview Investment Management
Maryland
$14K
BCM
46
Blume Capital Management
California
$13K -$14K -600 -52%
WEC
47
Winslow Evans & Crocker
Massachusetts
$11.8K +$9.36K +400 +400%
PFPT
48
Pinnacle Financial Partners (Tennessee)
Tennessee
$9K +$8.85K +378 New
BRWA
49
B. Riley Wealth Advisors
Florida
$8.66K +$8.56K +366 New
Citigroup
50
Citigroup
New York
$6K -$82K -3,503 -93%