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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

268 hedge funds and large institutions have $2.27B invested in SPDR Bloomberg Convertible Securities ETF in 2017 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 130 increasing their positions, 69 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
268
Holders Change
-2
Holders Change %
-0.74%
% of All Funds
6.69%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.6%
New
32
Increased
130
Reduced
69
Closed
31
Calls
$312K
Puts
$633K
Net Calls
-$321K
Net Calls Change
+$498K

Top Buyers

1
NSLI
Nan Shan Life Insurance
Taiwan
$197M
2
Wells Fargo
Wells Fargo
California
$163M
3
CCA
Conservest Capital Advisors
Pennsylvania
$36.7M
4
LPL Financial
LPL Financial
California
$41.2M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$14.9M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
$10K
2
IA
IndexIQ Advisors
New York
$5.15M
3
HIM
Hanlon Investment Management
New Jersey
$2.78M
4
HI
Horizon Investments
North Carolina
$0
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$48.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
Lazard Asset Management
176
Lazard Asset Management
New York
$561K -$545K – –
HH
177
Hilltop Holdings
Texas
$553K +$199K +3,890 +56%
IFWM
178
Institute for Wealth Management
Colorado
$544K +$59.6K +1,164 +12%
NA
179
Navellier & Associates
Nevada
$541K -$818 -16 -0.2%
RSA
180
Robertson Stephens Advisors
California
$533K – – –
HCM
181
HMS Capital Management
Tennessee
$519K +$29K +567 +6%
FAM
182
Foothills Asset Management
Arizona
$513K -$23.4K -458 -4%
WS
183
Wedbush Securities
California
$506K +$73.1K +1,433 +17%
BA
184
Boston Advisors
Massachusetts
$497K +$200K +3,925 +68%
WI
185
WrapManager Inc
California
$481K -$132K -2,586 -22%
WI
186
Wintrust Investments
Illinois
$443K – – –
SCM
187
Shelton Capital Management
Colorado
$442K -$120K -2,339 -21%
AC
188
Alexandria Capital
Virginia
$441K -$60.7K -1,188 -12%
BFEC
189
Benjamin F. Edwards & Company
Missouri
$432K -$29.3K -574 -6%
IB
190
Intrust Bank
Kansas
$425K +$51.1K +1,000 +14%
PAG
191
Private Advisory Group
Washington
$424K +$21.7K +425 +5%
CBU
192
CIBC Bank USA
Illinois
$421K +$421K +8,240 New
WPW
193
Waldron Private Wealth
Pennsylvania
$401K -$50.1K -981 -11%
BOTW
194
Bank of the West
California
$401K – – –
RJT
195
Raymond James Trust
Florida
$391K -$154 -3 -0%
BRF
196
B. Riley Financial
California
$362K +$362K +7,091 New
FMC
197
First Merchants Corp
Indiana
$360K +$360K +7,055 New
CPA
198
Court Place Advisors
Maryland
$355K – – –
BHB
199
Bank Hapoalim BM
Israel
$350K -$290K – –
SG
200
StoneX Group
New York
$343K -$1.12M -21,860 -77%
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