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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

268 hedge funds and large institutions have $2.27B invested in SPDR Bloomberg Convertible Securities ETF in 2017 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 130 increasing their positions, 69 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
268
Holders Change
-2
Holders Change %
-0.74%
% of All Funds
6.69%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.6%
New
32
Increased
130
Reduced
69
Closed
31
Calls
$312K
Puts
$633K
Net Calls
-$321K
Net Calls Change
+$498K

Top Buyers

1
NSLI
Nan Shan Life Insurance
Taiwan
$197M
2
Wells Fargo
Wells Fargo
California
$163M
3
CCA
Conservest Capital Advisors
Pennsylvania
$36.7M
4
LPL Financial
LPL Financial
California
$41.2M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$14.9M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
$10K
2
IA
IndexIQ Advisors
New York
$5.15M
3
HIM
Hanlon Investment Management
New Jersey
$2.78M
4
HI
Horizon Investments
North Carolina
$0
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$48.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
JWM
151
Jacobus Wealth Management
Wisconsin
$995K – – –
SPC
152
Sigma Planning Corp
Michigan
$882K +$169K +3,313 +24%
FNBT
153
FineMark National Bank & Trust
Florida
$870K +$235K +4,600 +37%
AI
154
Atria Investments
North Carolina
$850K -$1.61M -31,598 -66%
PWM
155
Perigon Wealth Management
California
$847K +$847K +16,593 New
SWP
156
Stratos Wealth Partners
Ohio
$837K +$72.4K +1,417 +9%
WB
157
WesBanco Bank
West Virginia
$817K -$910K -17,824 -53%
Mirae Asset Global Investments
158
Mirae Asset Global Investments
South Korea
$797K +$50.9K +997 +7%
CFA
159
Cahill Financial Advisors
Minnesota
$794K +$11.1K +217 +1%
PAS
160
Partnervest Advisory Services
California
$767K -$56.4K -1,105 -7%
CAN
161
Cetera Advisor Networks
California
$764K +$165K +3,221 +27%
NSB
162
Norway Savings Bank
Maine
$754K +$35K +685 +5%
MAS
163
Madden Advisory Services
Florida
$741K – – –
DWA
164
Dorsey Wright & Associates
California
$734K +$15.9K +311 +2%
M&T Bank
165
M&T Bank
New York
$729K +$28.5K +558 +4%
SCG
166
Sonata Capital Group
Washington
$716K +$12.8K +250 +2%
AL
167
Aspiriant LLC
California
$708K +$708K +13,859 New
William Blair & Company
168
William Blair & Company
Illinois
$692K +$71.7K +1,403 +12%
BF
169
BOK Financial
Oklahoma
$686K +$686K +13,431 New
WSCM
170
Wellington Shields Capital Management
New York
$673K +$29.5K +578 +5%
First Trust Advisors
171
First Trust Advisors
Illinois
$627K +$92.3K +1,806 +17%
SFS
172
Sowell Financial Services
Arkansas
$597K -$111K -2,137 -16%
CIAS
173
Capital Investment Advisory Services
North Carolina
$595K +$8.53K +167 +1%
PP
174
PagnatoKarp Partners
Virginia
$594K +$30.8K +603 +5%
BJL
175
Brighton Jones LLC
Washington
$583K +$613 +12 +0.1%
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