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State Street SPDR Bloomberg Convertible Securities ETF

199 hedge funds and large institutions have $1.66B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 98 increasing their positions, 51 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 8

92% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 51

37% more capital invested

Capital invested by funds: $1.2B → $1.66B (+$451M)

36% more funds holding in top 10

Funds holding in top 10: 1115 (+4)

9% more funds holding

Funds holding: 183199 (+16)

5.72% more ownership

Funds ownership: 53.36%59.08% (+5.7%)

62% less call options, than puts

Call options by funds: $445K | Put options by funds: $1.16M

Holders
199
Holders Change
+16
Holders Change %
+8.74%
% of All Funds
5.31%
Holding in Top 10
15
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+36.36%
% of All Funds
0.4%
New
29
Increased
98
Reduced
51
Closed
8
Calls
$445K
Puts
$1.16M
Net Calls
-$717K
Net Calls Change
-$758K
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
76
Brookstone Capital Management
Illinois
$1.95M +$116K +2,542 +6%
NEPWA
77
New England Private Wealth Advisors
Massachusetts
$1.94M +$163K +3,582 +9%
AssetMark Inc
78
AssetMark Inc
California
$1.91M +$1.88M +41,269 New
PTC
79
Private Trust Company
Ohio
$1.9M +$355K +7,783 +23%
Envestnet Asset Management
80
Envestnet Asset Management
Illinois
$1.89M -$2.49M -54,512 -57%
SB
81
Suntrust Banks
Georgia
$1.88M +$219K +4,797 +13%
PFM
82
Premier Fund Managers
United Kingdom
$1.85M -$913K -20,000 -33%
Mackenzie Financial
83
Mackenzie Financial
Ontario, Canada
$1.84M +$183K +4,000 +11%
SCM
84
Stonehearth Capital Management
Massachusetts
$1.82M +$91.7K +2,010 +5%
KM
85
Kalos Management
Georgia
$1.8M -$155K -3,395 -8%
CRC
86
Curi RMB Capital
Illinois
$1.75M +$1.39M +30,445 +418%
JP Morgan Chase
87
JP Morgan Chase
New York
$1.73M +$346K +7,579 +26%
WTC
88
WhitTier Trust Company
Nevada
$1.68M +$6.39K +140 +0.4%
BFEC
89
Benjamin F. Edwards & Company
Missouri
$1.66M +$28.7K +630 +2%
SEI Investments
90
SEI Investments
Pennsylvania
$1.66M +$1.63M +35,765 New
Invesco
91
Invesco
Georgia
$1.65M +$134K +2,935 +9%
Allianz Asset Management
92
Allianz Asset Management
Germany
$1.62M -$548K -12,000 -26%
Janney Montgomery Scott
93
Janney Montgomery Scott
Pennsylvania
$1.58M +$1.55M +34,031 New
AP
94
Advisors Preferred
Maryland
$1.56M +$1.54M +33,740 New
DADC
95
D.A. Davidson & Co
Montana
$1.55M +$1.36M +29,737 +783%
ICOA
96
Investment Centers of America
North Dakota
$1.54M +$647K +14,187 +74%
TCM
97
Tuttle Capital Management
Connecticut
$1.54M +$83K +1,820 +6%
ACM
98
Argentus Capital Management
Texas
$1.42M +$682K +14,942 +95%
Bank of New York Mellon
99
Bank of New York Mellon
New York
$1.41M +$607K +13,299 +77%
HighTower Advisors
100
HighTower Advisors
Illinois
$1.41M +$107K +2,336 +8%

CWB Hedge Fund Activity: Q3 2016 in Review

199 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2016, worth a combined $1.66B — up 37% from $1.2B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new CWB positions and 8 closed out — a net gain of 21 holders — while 98 added to existing stakes and 51 trimmed.

The largest buyer was IndexIQ Advisors, adding an estimated $165M. The largest seller was Nan Shan Life Insurance, cutting an estimated $17.2M.

  • 199 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2016, up from 183 in Q2 2016.
  • Funds reported $1.66B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2016, up 37% quarter-over-quarter.
  • 29 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2016 and 8 closed out, a net change of +21 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2016 was IndexIQ Advisors, an estimated $165M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2016 was Nan Shan Life Insurance, an estimated $17.2M sold.

Based on aggregated 13F filings for Q3 2016.