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State Street SPDR Bloomberg Convertible Securities ETF
CWB

268 hedge funds and large institutions have $2.27B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2017 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 130 increasing their positions, 69 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 69

14% more funds holding in top 10

Funds holding in top 10: 21 → 24 (+3)

3% more capital invested

Capital invested by funds: $2.2B → $2.27B (+$72.5M)

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

1% less funds holding

Funds holding: 270 → 268 (-2)

2.08% less ownership

Funds ownership: 56.93% → 54.85% (-2.1%)

51% less call options, than puts

Call options by funds: $312K | Put options by funds: $633K

Holders
268
Holders Change
-2
Holders Change %
-0.74%
% of All Funds
6.68%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.6%
New
32
Increased
130
Reduced
69
Closed
31
Calls
$312K
Puts
$633K
Net Calls
-$321K
Net Calls Change
+$498K

Top Buyers

1
NSLI
Nan Shan Life Insurance
Taiwan
+$78M
2
Wells Fargo
Wells Fargo
California
+$44M
3
CCA
Conservest Capital Advisors
Pennsylvania
+$36.4M
4
LPL Financial
LPL Financial
California
+$12M
5
ACM
AlphaStar Capital Management
North Carolina
+$11.4M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$109M
2
IA
IndexIQ Advisors
New York
-$99.5M
3
HIM
Hanlon Investment Management
New Jersey
-$28.6M
4
HI
Horizon Investments
North Carolina
-$20.7M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$13.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
251
Cribstone Capital Management
Maine
$33K – – –
LJHT
252
Laurie J. Hall Trustee
$25.5K – – –
BWM
253
Baystate Wealth Management
Massachusetts
$21K – – –
Simplex Trading
254
Simplex Trading
Illinois
$18K +$15.2K +300 +423%
RAM
255
Riggs Asset Management
Pennsylvania
$17K – – –
AA
256
AlphaMark Advisors
Kentucky
$16K – – –
RPG
257
Risk Paradigm Group
Texas
$15.9K +$4.96K +98 +46%
PFGIA
258
Patriot Financial Group Insurance Agency
Massachusetts
$15K – – –
CAL
259
Capital Analysts LLC
Pennsylvania
$15K +$14.8K +293 New
WAM
260
Wealthspire Advisors (Maryland)
Maryland
$13K – – –
CAPTRUST Financial Advisors
261
CAPTRUST Financial Advisors
North Carolina
$13K +$12.9K +255 New
FMA
262
FNY Managed Accounts
New York
$12K +$11.9K +236 New
FDCDDQ
263
Federation des caisses Desjardins du Quebec
Quebec, Canada
$10.7K – – –
AssetMark Inc
264
AssetMark Inc
California
$10K -$109M -2,154,364 -100%
CFD
265
Creative Financial Designs
Indiana
$10K +$5.11K +101 +101%
KIG
266
Kessler Investment Group
Indiana
$8K – – –
WT
267
Whittier Trust
California
$3K – – –
PSW
268
Portfolio Strategies (Washington)
Washington
$2K – – –
WAM
269
Wolverine Asset Management
Illinois
$2K +$2.08K +41 New
SHJ
270
Sharkey, Howes & Javer
Colorado
$1K – – –
HI
271
Horizon Investments
North Carolina
– -$20.7M -425,461 Closed
PP
272
Prudential plc
United Kingdom
– -$2.69M -54,300 Closed
ACP
273
Aveo Capital Partners
Colorado
– -$1.73M -34,825 Closed
CIM
274
Cetera Investment Management
California
– -$1.09M -22,074 Closed
FFS
275
Founders Financial Securities
Maryland
– -$661K -13,322 Closed
8 9 10
11
12

CWB Hedge Fund Activity: Q3 2017 in Review

268 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2017, worth a combined $2.27B — up 3.3% from $2.2B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new CWB positions and 31 closed out — a net gain of 1 holder — while 130 added to existing stakes and 69 trimmed.

The largest buyer was Nan Shan Life Insurance, adding an estimated $78M. The largest seller was AssetMark Inc, cutting an estimated $109M.

  • 268 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2017, down from 270 in Q2 2017.
  • Funds reported $2.27B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2017, up 3.3% quarter-over-quarter.
  • 32 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2017 and 31 closed out, a net change of +1 holder.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2017 was Nan Shan Life Insurance, an estimated $78M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2017 was AssetMark Inc, an estimated $109M sold.

Based on aggregated 13F filings for Q3 2017.