|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$18.9M
|
+$3.22M
|
+216,734
|
+23%
|
|
|
2
|
Credit Suisse
Zurich,
Switzerland
|
$10.1M
|
+$2.64M
|
+178,084
|
+41%
|
|
|
3
|
|
$8.66M
|
-$2.09M
|
-140,903
|
-21%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$5.44M
|
+$519K
|
+34,950
|
+12%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$5.33M
|
-$828K
|
-55,746
|
-15%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$3.44M
|
+$3.07M
|
+206,887
|
New
|
|
|
7
|
Mariner Investment Group
Harrison,
New York
|
$2.77M
|
+$2.1M
|
+141,541
|
+566%
|
|
|
8
|
Geode Capital Management
Boston,
Massachusetts
|
$2.27M
|
–
|
–
|
–
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$1.59M
|
+$90.7K
|
+6,104
|
+7%
|
|
|
10
|
Doliver Advisors
Houston,
Texas
|
$1.16M
|
-$764K
|
-51,460
|
-42%
|
|
|
11
|
BNP Paribas Financial Markets
Paris,
France
|
$913K
|
+$817K
|
+55,000
|
New
|
|
|
12
|
LPL Financial
San Diego,
California
|
$821K
|
+$128K
|
+8,637
|
+21%
|
|
|
13
|
SG Americas Securities
New York
|
$681K
|
+$610K
|
+41,050
|
New
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$514K
|
-$83.9K
|
-5,647
|
-15%
|
|
|
15
|
|
$437K
|
+$391K
|
+26,311
|
New
|
|
|
16
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$309K
|
+$276K
|
+18,595
|
New
|
|
|
17
|
HighTower Advisors
Chicago,
Illinois
|
$277K
|
-$97.9K
|
-6,590
|
-28%
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$250K
|
+$15.2K
|
+1,025
|
+7%
|
|
|
19
|
Virtu KCG Holdings
New York
|
$237K
|
+$21K
|
+1,416
|
+11%
|
|
|
20
|
CTC Alternative Strategies
Chicago,
Illinois
|
$199K
|
+$178K
|
+12,000
|
New
|
|
|
21
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$199K
|
+$178K
|
+12,000
|
New
|
|
|
22
|
Round Table Services
Westfield,
New Jersey
|
$168K
|
–
|
–
|
–
|
|
|
23
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$75K
|
+$66.8K
|
+4,500
|
New
|
|
|
24
|
Winfield Associates
Cleveland,
Ohio
|
$42K
|
–
|
–
|
–
|
|
|
25
|
US Bancorp
Minneapolis,
Minnesota
|
$33K
|
+$29.7K
|
+2,000
|
New
|
|
