|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$17.7M
|
-$1.35M
|
-80,725
|
-7%
|
|
|
2
|
BNP Paribas Financial Markets
Paris,
France
|
$10.4M
|
+$9.52M
|
+571,044
|
+1,038%
|
|
|
3
|
Credit Suisse
Zurich,
Switzerland
|
$9.34M
|
-$834K
|
-50,000
|
-8%
|
|
|
4
|
|
$8.22M
|
-$473K
|
-28,342
|
-5%
|
|
|
5
|
Weiss Asset Management
Boston,
Massachusetts
|
$5.72M
|
+$5.74M
|
+344,044
|
New
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$5.7M
|
+$233K
|
+13,952
|
+4%
|
|
|
7
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$5.6M
|
+$5.29M
|
+317,196
|
+1,706%
|
|
|
8
|
Guggenheim Capital
Chicago,
Illinois
|
$4.26M
|
-$1.08M
|
-64,771
|
-20%
|
|
|
9
|
Mariner Investment Group
Harrison,
New York
|
$3.33M
|
+$550K
|
+32,957
|
+20%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$3.12M
|
+$1.51M
|
+90,829
|
+95%
|
|
|
11
|
UBS Group
Zurich,
Switzerland
|
$2.07M
|
-$1.38M
|
-82,543
|
-40%
|
|
|
12
|
Doliver Advisors
Houston,
Texas
|
$1.2M
|
+$37.2K
|
+2,233
|
+3%
|
|
|
13
|
LPL Financial
San Diego,
California
|
$676K
|
-$140K
|
-8,402
|
-17%
|
|
|
14
|
Geode Capital Management
Boston,
Massachusetts
|
$630K
|
–
|
–
|
–
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$466K
|
-$50.7K
|
-3,038
|
-10%
|
|
|
16
|
MSI Financial Services
Springfield,
Massachusetts
|
$377K
|
+$125K
|
+7,510
|
+50%
|
|
|
17
|
IberiaBank
Lafayette,
Louisiana
|
$317K
|
+$317K
|
+19,000
|
New
|
|
|
18
|
HighTower Advisors
Chicago,
Illinois
|
$240K
|
-$38.4K
|
-2,305
|
-14%
|
|
|
19
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$200K
|
–
|
–
|
–
|
|
|
20
|
Round Table Services
Westfield,
New Jersey
|
$168K
|
–
|
–
|
–
|
|
|
21
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$76K
|
+$74.5K
|
+4,469
|
+3,411%
|
|
|
22
|
US Bancorp
Minneapolis,
Minnesota
|
$33K
|
–
|
–
|
–
|
|
|
23
|
|
$13K
|
+$4.95K
|
+297
|
+65%
|
|
|
24
|
Winfield Associates
Cleveland,
Ohio
|
$8K
|
-$33.4K
|
-2,000
|
-80%
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
$8K
|
-$11.8K
|
-710
|
-61%
|
|
