|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$15.3M
|
-$2.11M
|
-127,565
|
-12%
|
|
|
2
|
Credit Suisse
Zurich,
Switzerland
|
$12.4M
|
+$3.18M
|
+192,000
|
+34%
|
|
|
3
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$12.3M
|
+$6.78M
|
+409,660
|
+122%
|
|
|
4
|
Weiss Asset Management
Boston,
Massachusetts
|
$10.8M
|
+$5.2M
|
+314,267
|
+91%
|
|
|
5
|
|
$6.45M
|
-$1.66M
|
-100,489
|
-20%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$5.99M
|
+$373K
|
+22,524
|
+7%
|
|
|
7
|
Mariner Investment Group
Harrison,
New York
|
$4.93M
|
+$1.67M
|
+100,713
|
+50%
|
|
|
8
|
BNP Paribas Financial Markets
Paris,
France
|
$4.57M
|
-$5.75M
|
-347,338
|
-55%
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$3.75M
|
+$690K
|
+41,730
|
+22%
|
|
|
10
|
Guggenheim Capital
Chicago,
Illinois
|
$2.73M
|
-$1.49M
|
-89,964
|
-35%
|
|
|
11
|
UBS Group
Zurich,
Switzerland
|
$2.08M
|
+$37.9K
|
+2,292
|
+2%
|
|
|
12
|
Doliver Advisors
Houston,
Texas
|
$1.23M
|
+$40.5K
|
+2,451
|
+3%
|
|
|
13
|
Yakira Capital Management
Westport,
Connecticut
|
$958K
|
+$964K
|
+58,299
|
New
|
|
|
14
|
LPL Financial
San Diego,
California
|
$605K
|
-$68K
|
-4,109
|
-10%
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$410K
|
-$49.3K
|
-2,978
|
-11%
|
|
|
16
|
IberiaBank
Lafayette,
Louisiana
|
$312K
|
–
|
–
|
–
|
|
|
17
|
HighTower Advisors
Chicago,
Illinois
|
$244K
|
+$7.76K
|
+469
|
+3%
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$216K
|
-$156K
|
-9,422
|
-42%
|
|
|
19
|
|
$207K
|
+$208K
|
+12,582
|
New
|
|
|
20
|
Round Table Services
Westfield,
New Jersey
|
$166K
|
–
|
–
|
–
|
|
|
21
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$37K
|
-$38K
|
-2,300
|
-50%
|
|
|
22
|
US Bancorp
Minneapolis,
Minnesota
|
$33K
|
–
|
–
|
–
|
|
|
23
|
|
$33K
|
+$20.6K
|
+1,245
|
+165%
|
|
|
24
|
Winfield Associates
Cleveland,
Ohio
|
$8K
|
–
|
–
|
–
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
$4K
|
-$2.98K
|
-180
|
-40%
|
|
