|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$6.79M
|
+$408K
|
+30,538
|
+7%
|
|
|
2
|
Weiss Asset Management
Boston,
Massachusetts
|
–
|
-$19.5M
|
-1,475,794
|
Closed
|
|
|
3
|
Bulldog Investors
Saddle Brook,
New Jersey
|
–
|
-$19.4M
|
-1,468,743
|
Closed
|
|
|
4
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$17.2M
|
-1,303,946
|
Closed
|
|
|
5
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$8.97M
|
-678,374
|
Closed
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
–
|
-$5.56M
|
-420,771
|
Closed
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$4.2M
|
-317,454
|
Closed
|
|
|
8
|
ING Group
Amsterdam,
Netherlands
|
–
|
-$3.93M
|
-300,000
|
Closed
|
|
|
9
|
Opera Trading Capital
Paris,
France
|
–
|
-$2.1M
|
-159,147
|
Closed
|
|
|
10
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$1.98M
|
-149,670
|
Closed
|
|
|
11
|
Yakira Capital Management
Westport,
Connecticut
|
–
|
-$1.81M
|
-137,073
|
Closed
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
–
|
-$1.76M
|
-133,194
|
Closed
|
|
|
13
|
Doliver Advisors
Houston,
Texas
|
–
|
-$958K
|
-72,443
|
Closed
|
|
|
14
|
|
–
|
-$740K
|
-55,943
|
Closed
|
|
|
15
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$353K
|
-26,728
|
Closed
|
|
|
16
|
Geode Capital Management
Boston,
Massachusetts
|
–
|
-$249K
|
-18,880
|
Closed
|
|
|
17
|
TFS Capital
West Chester,
Pennsylvania
|
–
|
-$237K
|
-17,896
|
Closed
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$151K
|
-11,405
|
Closed
|
|
|
19
|
HM Payson & Co
Portland,
Maine
|
–
|
-$132K
|
-10,000
|
Closed
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$127K
|
-9,606
|
Closed
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$51K
|
-3,868
|
Closed
|
|
|
22
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$15K
|
-1,165
|
Closed
|
|
|
23
|
Smithfield Trust
Pittsburgh,
Pennsylvania
|
–
|
-$13K
|
-1,000
|
Closed
|
|
|
24
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$3K
|
-200
|
Closed
|
|
|
25
|
|
–
|
-$1K
|
-100
|
Closed
|
|
