|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$21.9M
|
+$4.64M
|
+301,153
|
+26%
|
|
|
2
|
Credit Suisse
Zurich,
Switzerland
|
$19.6M
|
–
|
–
|
–
|
|
|
3
|
Opera Trading Capital
Paris,
France
|
$14.7M
|
+$413K
|
+26,850
|
+3%
|
|
|
4
|
Weiss Asset Management
Boston,
Massachusetts
|
$7.8M
|
-$1.85M
|
-120,238
|
-19%
|
|
|
5
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$7.65M
|
+$160K
|
+10,410
|
+2%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$7.48M
|
-$1.63M
|
-106,034
|
-18%
|
|
|
7
|
BNP Paribas Financial Markets
Paris,
France
|
$6.85M
|
-$3.79M
|
-245,898
|
-35%
|
|
|
8
|
ING Group
Amsterdam,
Netherlands
|
$4.5M
|
–
|
–
|
–
|
|
|
9
|
|
$3.6M
|
-$750K
|
-48,689
|
-17%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$3.43M
|
-$215K
|
-13,942
|
-6%
|
|
|
11
|
Mariner Investment Group
Harrison,
New York
|
$2.9M
|
-$40K
|
-2,600
|
-1%
|
|
|
12
|
Yakira Capital Management
Westport,
Connecticut
|
$2.06M
|
–
|
–
|
–
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$1.93M
|
-$106K
|
-6,870
|
-5%
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
$1.04M
|
-$16.9K
|
-1,100
|
-2%
|
|
|
15
|
LPL Financial
San Diego,
California
|
$965K
|
-$55K
|
-3,571
|
-5%
|
|
|
16
|
Guggenheim Capital
Chicago,
Illinois
|
$470K
|
-$268K
|
-17,396
|
-36%
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$271K
|
+$6.71K
|
+436
|
+2%
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$194K
|
-$18.9K
|
-1,230
|
-9%
|
|
|
19
|
HM Payson & Co
Portland,
Maine
|
$151K
|
–
|
–
|
–
|
|
|
20
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$151K
|
+$155K
|
+10,045
|
New
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$58K
|
+$493
|
+32
|
+0.8%
|
|
|
22
|
US Bancorp
Minneapolis,
Minnesota
|
$48K
|
+$18.7K
|
+1,214
|
+61%
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
$15K
|
–
|
–
|
–
|
|
|
24
|
Smithfield Trust
Pittsburgh,
Pennsylvania
|
$15K
|
–
|
–
|
–
|
|
|
25
|
|
$5K
|
+$508
|
+33
|
+11%
|
|
