LPL Financial’s Nuveen Long/Short Commodity Fd CTF Stock Holding History

LPL Financial’s Portfolio CTF Stock Details CTF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-64,307	Closed	-$965K	–	3193
2016 Q1	$965K	Sell	64,307 -3,571	-5%	-$55K	﹤0.01%	1700
2015 Q4	$1.06M	Buy	67,878 +35,478	+110%	+$560K	﹤0.01%	1638
2015 Q3	$516K	Sell	32,400 -4,534	-12%	-$73.9K	﹤0.01%	1762
2015 Q2	$605K	Sell	36,934 -4,109	-10%	-$68K	﹤0.01%	1750
2015 Q1	$676K	Sell	41,043 -8,402	-17%	-$140K	﹤0.01%	1642
2014 Q4	$821K	Buy	49,445 +8,637	+21%	+$128K	﹤0.01%	1450
2014 Q3	$598K	Buy	40,808 +14,899	+58%	+$228K	﹤0.01%	1643
2014 Q2	$419K	Buy	25,909 +9,880	+62%	+$161K	﹤0.01%	1938
2014 Q1	$265K	Buy	+16,029	New	+$272K	﹤0.01%	2218

Other funds holding CTF

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

OTC

Opera Trading Capital Paris, France $419M AUM 0.58% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

LPL Financial's CTF Position: Q2 2016 in Review

LPL Financial sold out of Nuveen Long/Short Commodity Fd (CTF) in Q2 2016, closing a stake of 64,307 shares — an estimated $965K sold.

LPL Financial first reported a position in CTF in Q1 2014 and held it in 9 quarters. The position peaked at $1.06M in Q4 2015. 26 funds tracked by Wall St. Rank hold CTF as of Q2 2016.

LPL Financial reported no remaining Nuveen Long/Short Commodity Fd position as of Q2 2016 after selling out during the quarter.
LPL Financial sold 64,307 Nuveen Long/Short Commodity Fd shares in Q2 2016, an estimated $965K.
LPL Financial first reported a position in Nuveen Long/Short Commodity Fd in Q1 2014 and held it in 9 quarters.
LPL Financial's Nuveen Long/Short Commodity Fd position peaked at $1.06M in Q4 2015.
26 funds tracked by Wall St. Rank held Nuveen Long/Short Commodity Fd as of Q2 2016.

Based on LPL Financial's 13F filing for Q2 2016, filed 15 Aug 2016.