|
1
|
Credit Suisse
Zurich,
Switzerland
|
$20.3M
|
–
|
–
|
–
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$17.9M
|
+$4.89M
|
+309,601
|
+37%
|
|
|
3
|
Opera Trading Capital
Paris,
France
|
$14.8M
|
+$15M
|
+950,788
|
New
|
|
|
4
|
BNP Paribas Financial Markets
Paris,
France
|
$10.9M
|
-$11.2M
|
-712,744
|
-50%
|
|
|
5
|
Weiss Asset Management
Boston,
Massachusetts
|
$9.91M
|
+$221K
|
+13,980
|
+2%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$9.36M
|
-$274K
|
-17,335
|
-3%
|
|
|
7
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$7.74M
|
-$3.16K
|
-200
|
-0%
|
|
|
8
|
ING Group
Amsterdam,
Netherlands
|
$4.65M
|
+$4.74M
|
+300,000
|
New
|
|
|
9
|
|
$4.47M
|
-$1.48M
|
-93,765
|
-25%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$3.75M
|
+$354K
|
+22,457
|
+10%
|
|
|
11
|
Mariner Investment Group
Harrison,
New York
|
$3.04M
|
-$1.67M
|
-105,658
|
-35%
|
|
|
12
|
Yakira Capital Management
Westport,
Connecticut
|
$2.13M
|
-$759K
|
-48,085
|
-26%
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$2.1M
|
+$15.2K
|
+964
|
+0.7%
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
$1.09M
|
-$72.7K
|
-4,605
|
-6%
|
|
|
15
|
LPL Financial
San Diego,
California
|
$1.06M
|
+$560K
|
+35,478
|
+110%
|
|
|
16
|
Guggenheim Capital
Chicago,
Illinois
|
$755K
|
-$196K
|
-12,400
|
-20%
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$272K
|
-$26.5K
|
-1,679
|
-9%
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$220K
|
+$22.7K
|
+1,440
|
+11%
|
|
|
19
|
HighTower Advisors
Chicago,
Illinois
|
$201K
|
-$22.1K
|
-1,400
|
-10%
|
|
|
20
|
HM Payson & Co
Portland,
Maine
|
$155K
|
–
|
–
|
–
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$60K
|
+$60.5K
|
+3,836
|
New
|
|
|
22
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$35K
|
–
|
–
|
–
|
|
|
23
|
US Bancorp
Minneapolis,
Minnesota
|
$31K
|
–
|
–
|
–
|
|
|
24
|
Creative Planning
Overland Park,
Kansas
|
$16K
|
–
|
–
|
–
|
|
|
25
|
Smithfield Trust
Pittsburgh,
Pennsylvania
|
$16K
|
+$15.8K
|
+1,000
|
New
|
|
