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CTF

Nuveen Long/Short Commodity Fd
CTF

Delisted

CTF was delisted on the 23rd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
1
Weiss Asset Management
Massachusetts
$19.5M +$8.9M +627,106 +74%
BI
2
Bulldog Investors
New Jersey
$19.4M
CS
3
Credit Suisse
Switzerland
$17.2M
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$8.97M +$2.87M +202,436 +43%
RCM
5
Rivernorth Capital Management
Florida
$6.02M -$307K -21,632 -5%
Wells Fargo
6
Wells Fargo
California
$5.56M -$311K -21,906 -5%
Bank of America
7
Bank of America
North Carolina
$4.2M -$16.1K -1,131 -0.4%
IG
8
ING Group
Netherlands
$3.93M
OTC
9
Opera Trading Capital
France
$2.1M -$10M -704,832 -82%
MIG
10
Mariner Investment Group
New York
$1.98M -$1.96M -138,039 -48%
YCM
11
Yakira Capital Management
Connecticut
$1.81M
UBS Group
12
UBS Group
Switzerland
$1.76M +$22.3K +1,569 +1%
DA
13
Doliver Advisors
Texas
$958K +$59.5K +4,188 +6%
Morgan Stanley
14
Morgan Stanley
New York
$740K -$661K -46,543 -45%
GC
15
Guggenheim Capital
Illinois
$353K -$32.1K -2,263 -8%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$249K +$268K +18,880 New
TC
17
TFS Capital
Pennsylvania
$237K +$254K +17,896 New
MFS
18
MSI Financial Services
Massachusetts
$151K -$22K -1,553 -12%
HPC
19
HM Payson & Co
Maine
$132K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$127K -$99.4K -7,002 -42%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$51K
US Bancorp
22
US Bancorp
Minnesota
$15K -$14.9K -1,049 -47%
ST
23
Smithfield Trust
Pennsylvania
$13K
FANJ
24
Financial Architects (New Jersey)
New Jersey
$3K
TRCT
25
Tower Research Capital (TRC)
New York
$1K +$625 +44 +110%