|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$21.8M
|
+$204K
|
+13,643
|
+0.9%
|
|
|
2
|
Credit Suisse
Zurich,
Switzerland
|
$19.4M
|
–
|
–
|
–
|
|
|
3
|
Opera Trading Capital
Paris,
France
|
$12.8M
|
-$1.7M
|
-113,659
|
-12%
|
|
|
4
|
Weiss Asset Management
Boston,
Massachusetts
|
$12.6M
|
+$4.96M
|
+330,957
|
+64%
|
|
|
5
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$7.08M
|
-$468K
|
-31,200
|
-6%
|
|
|
6
|
BNP Paribas Financial Markets
Paris,
France
|
$7.04M
|
+$314K
|
+20,955
|
+5%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$6.57M
|
-$807K
|
-53,854
|
-11%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$4.73M
|
+$1.36M
|
+91,058
|
+40%
|
|
|
9
|
ING Group
Amsterdam,
Netherlands
|
$4.45M
|
–
|
–
|
–
|
|
|
10
|
Mariner Investment Group
Harrison,
New York
|
$4.27M
|
+$1.42M
|
+94,898
|
+49%
|
|
|
11
|
Yakira Capital Management
Westport,
Connecticut
|
$2.03M
|
–
|
–
|
–
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
$1.95M
|
+$51.3K
|
+3,422
|
+3%
|
|
|
13
|
|
$1.52M
|
-$2.04M
|
-136,379
|
-57%
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
$1.01M
|
-$8.71K
|
-581
|
-0.8%
|
|
|
15
|
Guggenheim Capital
Chicago,
Illinois
|
$429K
|
-$33K
|
-2,199
|
-7%
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$247K
|
-$20.4K
|
-1,362
|
-8%
|
|
|
17
|
MSI Financial Services
Springfield,
Massachusetts
|
$192K
|
+$689
|
+46
|
+0.4%
|
|
|
18
|
Two Sigma Securities
New York
|
$168K
|
+$170K
|
+11,367
|
New
|
|
|
19
|
HM Payson & Co
Portland,
Maine
|
$148K
|
–
|
–
|
–
|
|
|
20
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$58K
|
–
|
–
|
–
|
|
|
21
|
US Bancorp
Minneapolis,
Minnesota
|
$33K
|
-$15K
|
-1,000
|
-31%
|
|
|
22
|
Envestnet Asset Management
Chicago,
Illinois
|
$21K
|
+$21K
|
+1,400
|
New
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
$15K
|
–
|
–
|
–
|
|
|
24
|
Smithfield Trust
Pittsburgh,
Pennsylvania
|
$15K
|
–
|
–
|
–
|
|
|
25
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$3K
|
+$3K
|
+200
|
New
|
|
