B. Riley Wealth Advisors’s Nuveen Long/Short Commodity Fd CTF Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2015
Q1
Sell
2014
Q4
$75 Buy
2014
Q3
Sell
2014
Q2
$72.7K Sell
2014
Q1
$76K Buy
2013
Q4
Sell
2013
Q3
$70K Sell
2013
Q2
$87K Buy