B. Riley Wealth Advisors’s Nuveen Long/Short Commodity Fd CTF Stock Holding History

B. Riley Wealth Advisors’s Portfolio CTF Stock Details CTF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-4,500	Closed	-$75	–	2495
2014 Q4	$75	Buy	+4,500	New	+$66.8K	﹤0.01%	1874
2014 Q3	–	Sell	-4,500	Closed	-$72.7K	–	2305
2014 Q2	$72.7K	Sell	4,500 -74	-2%	-$1.21K	0.02%	863
2014 Q1	$76K	Buy	+4,574	New	+$77.7K	0.02%	675
2013 Q4	–	Sell	-4,080	Closed	-$70K	–	741
2013 Q3	$70K	Sell	4,080 -288	-7%	-$5.25K	0.02%	608
2013 Q2	$87K	Buy	+4,368	New	+$84.4K	0.03%	588

Other funds holding CTF

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

B. Riley Wealth Advisors's CTF Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Nuveen Long/Short Commodity Fd (CTF) in Q1 2015, closing a stake of 4,500 shares — an estimated $75 sold.

B. Riley Wealth Advisors first reported a position in CTF in Q2 2013 and held it in 5 quarters. The position peaked at $87K in Q2 2013. 27 funds tracked by Wall St. Rank hold CTF as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Nuveen Long/Short Commodity Fd position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 4,500 Nuveen Long/Short Commodity Fd shares in Q1 2015, an estimated $75.
B. Riley Wealth Advisors first reported a position in Nuveen Long/Short Commodity Fd in Q2 2013 and held it in 5 quarters.
B. Riley Wealth Advisors's Nuveen Long/Short Commodity Fd position peaked at $87K in Q2 2013.
27 funds tracked by Wall St. Rank held Nuveen Long/Short Commodity Fd as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.