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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
AllianceBernstein
51
AllianceBernstein
Tennessee
$308K +$319K +13,000 New
GLA
52
Good Life Advisors
Pennsylvania
$305K +$315K +12,847 New
Mariner
53
Mariner
Kansas
$280K
IA
54
IFG Advisory
Georgia
$272K +$281K +11,488 New
PAG
55
Private Advisor Group
New Jersey
$270K
Geode Capital Management
56
Geode Capital Management
Massachusetts
$266K
SS
57
Sunbelt Securities
Texas
$261K +$49K +2,000 +22%
RJFSA
58
Raymond James Financial Services Advisors
Florida
$255K -$16.5K -675 -6%
Brown Advisory
59
Brown Advisory
Maryland
$254K
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
$253K -$174K -7,097 -40%
SBH
61
Segall Bryant & Hamill
Illinois
$253K
State Farm Mutual Automobile Insurance
62
State Farm Mutual Automobile Insurance
Illinois
$253K
HF
63
HRT Financial
New York
$249K -$498K -20,316 -66%
TI
64
Trexquant Investment
Connecticut
$248K -$3.63K -148 -1%
Cetera Investment Advisers
65
Cetera Investment Advisers
Illinois
$228K +$235K +9,589 New
GC
66
Guggenheim Capital
Illinois
$222K +$24.7K +1,010 +12%
WKWM
67
Walter & Keenan Wealth Management
Indiana
$212K
Canada Life
68
Canada Life
Manitoba, Canada
$196K +$17.8K +726 +10%
Bank of America
69
Bank of America
North Carolina
$152K -$997K -40,691 -86%
Wells Fargo
70
Wells Fargo
California
$133K +$8.94K +365 +7%
QT
71
Quantbot Technologies
New York
$114K +$116K +4,740 +4,740%
PI
72
PEAK6 Investments
Illinois
$111K +$115K +4,697 New
GWM
73
Geneos Wealth Management
Colorado
$86K -$9.19K -375 -9%
WTA
74
Washington Trust Advisors
Massachusetts
$80K -$56.6K -2,308 -41%
TH
75
TCTC Holdings
Texas
$51K