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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
51
Jane Street
New York
$410K +$438K +17,659 New
HKAM
52
Horizon Kinetics Asset Management
New York
$395K
Mirae Asset Global Investments
53
Mirae Asset Global Investments
South Korea
$357K +$382K +15,385 New
KAS
54
Kestra Advisory Services
Texas
$355K +$101K +4,071 +36%
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$348K +$8.71K +351 +2%
US Bancorp
56
US Bancorp
Minnesota
$318K
Commonwealth Equity Services
57
Commonwealth Equity Services
Massachusetts
$317K -$4.42K -178 -1%
DTL
58
Dynamic Technology Lab
Singapore
$305K +$326K +13,150 New
Mariner
59
Mariner
Kansas
$279K
GCP
60
GSA Capital Partners
United Kingdom
$259K +$276K +11,144 New
Brown Advisory
61
Brown Advisory
Maryland
$249K
SBH
62
Segall Bryant & Hamill
Illinois
$248K
WGA
63
Weather Gauge Advisory
Virginia
$221K +$1.89K +76 +0.8%
OC
64
Oppenheimer & Co
New York
$220K +$235K +9,459 New
WKWM
65
Walter & Keenan Wealth Management
Indiana
$213K +$223K +9,000 New
Goldman Sachs
66
Goldman Sachs
New York
$211K +$226K +9,097 New
JF
67
Jump Financial
Illinois
$202K +$216K +8,700 New
Simplex Trading
68
Simplex Trading
Illinois
$192K +$206K +8,299 New
Canada Life
69
Canada Life
Manitoba, Canada
$149K +$9.08K +366 +6%
WT
70
Washington Trust
Rhode Island
$132K
Wells Fargo
71
Wells Fargo
California
$114K +$22.9K +924 +23%
FIA
72
FNY Investment Advisers
New York
$92K +$4.99K +201 +5%
GWM
73
Geneos Wealth Management
Colorado
$81K +$13.1K +527 +19%
Citigroup
74
Citigroup
New York
$70K
AF
75
Allworth Financial
California
$62K +$10.3K +415 +18%