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Capital One

1,008 hedge funds and large institutions have $33.3B invested in Capital One in 2023 Q3 according to their latest regulatory filings, with 96 funds opening new positions, 320 increasing their positions, 405 reducing their positions, and 92 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 92

1% less funds holding

Funds holding: 1,0171,008 (-9)

1.16% less ownership

Funds ownership: 91.06%89.9% (-1.2%)

12% less capital invested

Capital invested by funds: $38B → $33.3B (-$4.7B)

20% less funds holding in top 10

Funds holding in top 10: 1512 (-3)

20% less call options, than puts

Call options by funds: $557M | Put options by funds: $698M

21% less repeat investments, than reductions

Existing positions increased: 320 | Existing positions reduced: 405

Holders
1,008
Holders Change
-9
Holders Change %
-0.88%
% of All Funds
16%
Holding in Top 10
12
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-20%
% of All Funds
0.19%
New
96
Increased
320
Reduced
405
Closed
92
Calls
$557M
Puts
$698M
Net Calls
-$141M
Net Calls Change
+$16.8M
Name Holding Trade Value Shares
Change
Change in
Stake
TAM
151
Tocqueville Asset Management
New York
$13.7M -$2.14M -19,983 -12%
Citadel Advisors
152
Citadel Advisors
Florida
$13.6M +$10.7M +100,227 +252%
Natixis Advisors
153
Natixis Advisors
Massachusetts
$13.3M -$480K -4,486 -3%
M&T Bank
154
M&T Bank
New York
$13.2M -$591K -5,530 -4%
ONB
155
Old National Bancorp
Indiana
$13.1M +$187K +1,746 +1%
LPL Financial
156
LPL Financial
California
$12.9M +$662K +6,191 +5%
Rafferty Asset Management
157
Rafferty Asset Management
New York
$12.8M +$581K +5,439 +4%
TI
158
Trexquant Investment
Connecticut
$12.7M +$13.1M +122,690 +1,478%
Mackenzie Financial
159
Mackenzie Financial
Ontario, Canada
$12.7M -$725K -6,781 -5%
TD Asset Management
160
TD Asset Management
Ontario, Canada
$12.2M -$353K -3,298 -3%
HCM
161
Hutchinson Capital Management
California
$12.1M -$81.9K -766 -0.6%
AAIS
162
ABN AMRO Investment Solutions
$12.1M -$4.2M -39,334 -24%
Hudson Bay Capital Management
163
Hudson Bay Capital Management
Connecticut
$11.6M +$4.28M +40,000 +50%
SOMRS
164
State of Michigan Retirement System
Michigan
$11.4M -$310K -2,900 -2%
LCM
165
Lakewood Capital Management
New York
$11.4M +$428K +4,000 +4%
PFPT
166
Pinnacle Financial Partners (Tennessee)
Tennessee
$11.1M -$123K -1,154 -1%
BBVA
167
Banco Bilbao Vizcaya Argentaria
Spain
$11.1M +$5.04M +47,126 +70%
LI
168
LMCG Investments
Massachusetts
$11M -$4.15M -38,787 -25%
DC
169
Davenport & Co
Virginia
$10.7M -$1.23M -11,501 -9%
ASRS
170
Arizona State Retirement System
Arizona
$10.5M -$134K -1,249 -1%
AIG
171
American International Group
New York
$10.2M -$243K -2,272 -2%
Nomura Asset Management
172
Nomura Asset Management
Japan
$10.2M -$28.4K -266 -0.3%
CAM
173
Cresset Asset Management
Illinois
$9.75M -$748 -7 -0%
National Bank of Canada
174
National Bank of Canada
Quebec, Canada
$9.67M +$3.41M +31,886 +46%
AAIM
175
American Assets Investment Management
California
$9.66M

COF Hedge Fund Activity: Q3 2023 in Review

1,008 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2023, worth a combined $33.3B — down 12% from $38B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new COF positions and 92 closed out — a net gain of 4 holders — while 320 added to existing stakes and 405 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $265M. The largest seller was Dodge & Cox, cutting an estimated $675M.

  • 1,008 institutional investors held Capital One (COF) as of Q3 2023, down from 1,017 in Q2 2023.
  • Funds reported $33.3B of Capital One stock for Q3 2023, down 12% quarter-over-quarter.
  • 96 funds opened new Capital One positions in Q3 2023 and 92 closed out, a net change of +4 holders.
  • The largest Capital One buyer in Q3 2023 was Capital Research Global Investors, an estimated $265M added.
  • The largest Capital One seller in Q3 2023 was Dodge & Cox, an estimated $675M sold.

Based on aggregated 13F filings for Q3 2023.