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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
New York State Common Retirement Fund
51
New York State Common Retirement Fund
New York
$133M -$5M -74,372 -4%
Bank of Montreal
52
Bank of Montreal
Ontario, Canada
$127M +$114M +1,690,024 +1,047%
DC
53
Davenport & Co
Virginia
$126M +$964K +14,330 +0.8%
Invesco
54
Invesco
Georgia
$125M -$80.6M -1,197,663 -40%
WHG
55
Westwood Holdings Group
Texas
$123M -$8.83M -131,280 -7%
CLG
56
Cooperman Leon G
$118M
MC
57
Maverick Capital
Texas
$115M -$32.8M -487,806 -23%
Fidelity International
58
Fidelity International
Bermuda
$112M +$5.29M +78,661 +5%
California Public Employees Retirement System
59
California Public Employees Retirement System
California
$110M +$1.57M +23,262 +1%
Sumitomo Mitsui Trust Group
60
Sumitomo Mitsui Trust Group
Japan
$110M -$2.19M -32,590 -2%
EAM
61
Eagle Asset Management
Florida
$107M +$18.9M +281,367 +22%
USAA
62
United Services Automobile Association
Texas
$107M +$2.01M +29,854 +2%
CI
63
Cambiar Investors
Colorado
$104M -$12.1M -179,150 -11%
SO
64
STRS Ohio
Ohio
$102M +$290K +4,307 +0.3%
BlackRock
65
BlackRock
New York
$95.5M -$25.5M -378,397 -21%
GCM
66
Glenview Capital Management
New York
$93.1M +$6.73M +100,000 +8%
APG Asset Management
67
APG Asset Management
Netherlands
$91.6M -$8.98M -133,491 -9%
CLM
68
ClearBridge LLC (Maryland)
Maryland
$91.4M -$13.7M -204,228 -13%
New York State Teachers Retirement System (NYSTRS)
69
New York State Teachers Retirement System (NYSTRS)
New York
$91M -$1.07M -15,952 -1%
Jennison Associates
70
Jennison Associates
New York
$90.6M -$1.56M -23,242 -2%
Prudential Financial
71
Prudential Financial
New Jersey
$90.6M -$36.1M -535,916 -29%
ASA
72
Armstrong Shaw Associates
Connecticut
$87.9M -$392K -5,825 -0.5%
Royal Bank of Canada
73
Royal Bank of Canada
Ontario, Canada
$87.1M +$39M +579,381 +84%
Charles Schwab
74
Charles Schwab
California
$85M +$3.69M +54,824 +5%
TIM
75
Thornburg Investment Management
New Mexico
$84M +$37M +549,389 +82%

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.