ClearBridge LLC (Maryland)’s Capital One COF Stock Holding History

ClearBridge LLC (Maryland)’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,172,153	Closed	-$95.7M	–	185
2014 Q3	$95.7M	Buy	1,172,153 +1,060	+0.1%	+$86.7K	1.78%	26
2014 Q2	$96.7M	Buy	1,171,093 +7,200	+0.6%	+$559K	1.81%	22
2014 Q1	$89.8M	Sell	1,163,893 -29,574	-2%	-$2.17M	1.71%	22
2013 Q4	$91.4M	Sell	1,193,467 -136,491	-10%	-$9.72M	1.75%	22
2013 Q3	$91.4M	Sell	1,329,958 -204,228	-13%	-$13.7M	1.88%	16
2013 Q2	$96.4M	Buy	+1,534,186	New	+$90.4M	1.73%	22

Other funds holding COF

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $33B AUM 40.62% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

ClearBridge LLC (Maryland)'s COF Position: Q4 2014 in Review

ClearBridge LLC (Maryland) sold out of Capital One (COF) in Q4 2014, closing a stake of 1,172,153 shares — an estimated $95.7M sold.

ClearBridge LLC (Maryland) first reported a position in COF in Q2 2013 and held it in 6 quarters. The position peaked at $96.7M in Q2 2014. 833 funds tracked by Wall St. Rank hold COF as of Q4 2014.

ClearBridge LLC (Maryland) reported no remaining Capital One position as of Q4 2014 after selling out during the quarter.
ClearBridge LLC (Maryland) sold 1,172,153 Capital One shares in Q4 2014, an estimated $95.7M.
ClearBridge LLC (Maryland) first reported a position in Capital One in Q2 2013 and held it in 6 quarters.
ClearBridge LLC (Maryland)'s Capital One position peaked at $96.7M in Q2 2014.
833 funds tracked by Wall St. Rank held Capital One as of Q4 2014.

Based on ClearBridge LLC (Maryland)'s 13F filing for Q4 2014, filed 17 Feb 2015.