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Capital One

824 hedge funds and large institutions have $37.7B invested in Capital One in 2016 Q4 according to their latest regulatory filings, with 146 funds opening new positions, 239 increasing their positions, 341 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

181% more first-time investments, than exits

New positions opened: 146 | Existing positions closed: 52

80% more funds holding in top 10

Funds holding in top 10: 1527 (+12)

19% more capital invested

Capital invested by funds: $31.6B → $37.7B (+$6.12B)

10% more funds holding

Funds holding: 746824 (+78)

2.42% more ownership

Funds ownership: 87.26%89.68% (+2.4%)

24% less call options, than puts

Call options by funds: $413M | Put options by funds: $546M

30% less repeat investments, than reductions

Existing positions increased: 239 | Existing positions reduced: 341

Holders
824
Holders Change
+78
Holders Change %
+10.46%
% of All Funds
20.6%
Holding in Top 10
27
Holding in Top 10 Change
+12
Holding in Top 10 Change %
+80%
% of All Funds
0.68%
New
146
Increased
239
Reduced
341
Closed
52
Calls
$413M
Puts
$546M
Net Calls
-$133M
Net Calls Change
-$153M
Name Holding Trade Value Shares
Change
Change in
Stake
LPT
451
Legacy Private Trust
Wisconsin
$1.5M +$167K +2,077 +14%
RFC
452
Regions Financial Corp
Alabama
$1.48M +$13.9K +172 +1%
TW
453
Transform Wealth
Colorado
$1.47M +$37.2K +462 +3%
V
454
Veritable
Delaware
$1.45M +$180K +2,230 +16%
NRS
455
Neville Rodie & Shaw
New York
$1.41M
CTC
456
Central Trust Company
Missouri
$1.37M -$70.7K -877 -5%
PA
457
Profund Advisors
Maryland
$1.36M +$233K +2,894 +23%
KRSITF
458
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.36M -$61.4K -762 -5%
OC
459
Oppenheimer & Co
New York
$1.36M -$631K -7,823 -33%
TWM
460
Torch Wealth Management
Ohio
$1.35M -$12.1K -150 -1%
HPC
461
HM Payson & Co
Maine
$1.35M +$72.6K +900 +6%
CIA
462
Choate Investment Advisors
Massachusetts
$1.34M +$26.6K +330 +2%
SCM
463
Southport Capital Management
Tennessee
$1.33M +$121K +1,500 +11%
CI
464
Conning Inc
Connecticut
$1.31M -$19.4K -240 -2%
NDSI
465
Newman Dignan & Sheerar Inc
Rhode Island
$1.31M -$30.2K -374 -2%
Northwestern Mutual Wealth Management
466
Northwestern Mutual Wealth Management
Wisconsin
$1.3M +$1.2M +14,932 New
AssetMark Inc
467
AssetMark Inc
California
$1.29M -$65.6K -814 -5%
SEC
468
Seven Eight Capital
New York
$1.28M +$1.19M +14,700 New
RJT
469
Raymond James Trust
Florida
$1.28M +$50.5K +626 +4%
PFS
470
Prospera Financial Services
Texas
$1.28M +$1.18M +14,606 New
DBIA
471
Dumont & Blake Investment Advisors
New Jersey
$1.26M +$1.21K +15 +0.1%
Federated Hermes
472
Federated Hermes
Pennsylvania
$1.25M -$740K -9,174 -39%
HAG
473
HighPoint Advisor Group
Illinois
$1.25M -$290K -3,594 -22%
LGC
474
Laurel Grove Capital
California
$1.25M +$1.15M +14,300 New
NBC
475
Neuberger Berman Canada
Ontario, Canada
$1.21M -$236K -2,928 -17%

COF Hedge Fund Activity: Q4 2016 in Review

824 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q4 2016, worth a combined $37.7B — up 19% from $31.6B a quarter earlier.

Buyers outnumbered sellers: 146 funds opened new COF positions and 52 closed out — a net gain of 94 holders — while 239 added to existing stakes and 341 trimmed.

The largest buyer was Capital World Investors, adding an estimated $815M. The largest seller was Barrow, Hanley, Mewhinney & Strauss, cutting an estimated $1.2B.

  • 824 institutional investors held Capital One (COF) as of Q4 2016, up from 746 in Q3 2016.
  • Funds reported $37.7B of Capital One stock for Q4 2016, up 19% quarter-over-quarter.
  • 146 funds opened new Capital One positions in Q4 2016 and 52 closed out, a net change of +94 holders.
  • The largest Capital One buyer in Q4 2016 was Capital World Investors, an estimated $815M added.
  • The largest Capital One seller in Q4 2016 was Barrow, Hanley, Mewhinney & Strauss, an estimated $1.2B sold.

Based on aggregated 13F filings for Q4 2016.