Neuberger Berman Canada’s Capital One COF Stock Holding History

Neuberger Berman Canada’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	$2.1M	Buy	24,803 +13,425	+118%	+$1.11M	0.39%	42
2017 Q2	$940K	Sell	11,378 -344	-3%	-$28K	0.18%	168
2017 Q1	$1.02M	Sell	11,722 -2,194	-16%	-$195K	0.2%	148
2016 Q4	$1.21M	Sell	13,916 -2,928	-17%	-$236K	0.31%	70
2016 Q3	$1.21M	Buy	16,844 +837	+5%	+$57.5K	0.37%	62
2016 Q2	$1.02M	Buy	16,007 +4,192	+35%	+$292K	0.33%	66
2016 Q1	$819K	Buy	11,815 +1,105	+10%	+$73K	0.3%	112
2015 Q4	$773K	Buy	+10,710	New	+$820K	0.3%	124
2014 Q3	–	Sell	-5,200	Closed	-$430K	–	277
2014 Q2	$430K	Buy	+5,200	New	+$404K	0.11%	204
2014 Q1	–	Sell	-23,100	Closed	-$1.77M	–	247
2013 Q4	$1.77M	Buy	+23,100	New	+$1.65M	0.42%	82

Other funds holding COF

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Neuberger Berman Canada's COF Position: Q3 2017 in Review

Neuberger Berman Canada increased its Capital One (COF) stake by 118% in Q3 2017, buying an estimated $1.11M and bringing the position to 24,803 shares worth $2.1M. The position accounts for 0.39% of the portfolio, ranked #42.

Neuberger Berman Canada first reported a position in COF in Q4 2013 and has held it in 10 quarters since. 806 funds tracked by Wall St. Rank hold COF as of Q3 2017.

Neuberger Berman Canada held 24,803 shares of Capital One worth $2.1M as of Q3 2017.
Neuberger Berman Canada bought 13,425 Capital One shares in Q3 2017, an estimated $1.11M.
Capital One made up 0.39% of Neuberger Berman Canada's portfolio in Q3 2017, its #42 holding.
Neuberger Berman Canada first reported a position in Capital One in Q4 2013 and has held it in 10 quarters since.
806 funds tracked by Wall St. Rank held Capital One as of Q3 2017.

Based on Neuberger Berman Canada's 13F filing for Q3 2017, filed 3 Nov 2017.